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AB

Andrew F. Brenner

CRESCENDO MARKETS LLC
NEW YORK, NY 10004
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CRD#: 712002
AB

Professional summary


Andrew Frederick Brenner is a registered financial professional currently at CRESCENDO MARKETS LLC located in New York, New York.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 1980. Andrew has worked at 16 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 55, Series 3, Series 15, Series 7, Series 24, Series 10, Series 9, Series 4 and Series 8 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Andrew Frederick Brenner's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 26, 2024 - Present

CRESCENDO MARKETS LLC

Office #1: 85 Broad Street, New York, NY 10004
BD
CRD#: 298072
NEW YORK, NY
Past

November 9, 2021 - March 16, 2022

OASIS PRO MARKETS LLC

BD
CRD#: 149420
STAMFORD, CT
Past

August 30, 2017 - October 27, 2021

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

BD
CRD#: 18487
HOLBROOK, NY
Past

July 17, 2015 - September 28, 2015

STERLING SOFTWARE SERVICES, INC.

BD
CRD#: 159128
New York, NY
Past

March 6, 2014 - September 28, 2015

LIGHTSPEED TRADING, LLC

BD
CRD#: 35519
NEW YORK, NY
Past

September 26, 2012 - March 6, 2014

APEX CLEARING CORPORATION

BD
CRD#: 13071
DALLAS, TX
Past

March 16, 2010 - May 2, 2011

DASH FINANCIAL TECHNOLOGIES LLC

BD
CRD#: 104031
NEW YORK, NY
Past

July 21, 2004 - September 28, 2005

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI
Past

January 28, 2004 - September 28, 2005

CORRESPONDENT SERVICES CORPORATION

BD
CRD#: 25927
NEW YORK, NY
Past

April 1, 2003 - September 28, 2005

NATIONAL FINANCIAL SERVICES LLC

BD
CRD#: 13041
BOSTON, MA
Past

October 14, 2002 - March 14, 2003

ACCESS SECURITIES, LLC

BD
CRD#: 22455
NEW CANAAN, CT
Past

November 3, 2000 - December 31, 2001

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

June 17, 1999 - November 1, 1999

CSFP CAPITAL, INC.

BD
CRD#: 31796
NEW YORK, NY
Past

February 13, 1996 - December 31, 2001

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

April 9, 1990 - February 20, 1996

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

July 22, 1980 - March 3, 1990

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 4/22/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 8/8/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/26/2024
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 2/16/2005
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 3
Date: 12/12/1984
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 15
Date: 9/7/1983
Foreign Currency Options Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 9/15/1997
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm


CM
CRESCENDO MARKETS LLC
CRESCENDO MARKETS LLC | EQX LLC

CRD#: 298072 / SEC#: , 8-70220

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
85 Broad Street, New York, NY 10004
Mailing Address
85 Broad Street, New York, NY 10004
Phone number
(646) 902-6993
Established
Delaware since 06/07/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
RHYTHM ROYALTIES LLCSOLE MEMBER
BASKETT, ERIN ELAINEINTERIM CCO4538604
BEVAUN, MARLONFIN-OP6259795
BRENNER, ANDREW FREDERICKCEO712002

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CRESCENDO MARKETS LLC

CRD#: 298072New York, NY 10004

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