Victor Perretti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor Perretti JR was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 1980. Victor had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2024 - January 16, 2026
CULTIVATE CAPITAL GROUP, LLC
August 17, 2020 - October 30, 2023
FOX CHASE CAPITAL PARTNERS, LLC
August 10, 2018 - November 5, 2018
FOX CHASE CAPITAL PARTNERS, LLC
May 3, 2012 - December 2, 2015
HILLTOP SECURITIES INC.
May 4, 2009 - February 28, 2011
ADVISORS ASSET MANAGEMENT, INC.
August 17, 2004 - April 27, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 22, 1980 - April 27, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 12/21/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CULTIVATE CAPITAL GROUP, LLC
CRD#: 300634 / SEC#: , 8-70293
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
