Robert G. Falconer

GUARDIAN WEALTH ADVISORS

Raleigh, NC

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CRD#: 7119582

Professional summary

Robert George Falconer, who also goes by Rob George Falconer, is a registered financial advisor currently at GUARDIAN WEALTH ADVISORS, LLC located in Raleigh, North Carolina and PRIVATE CLIENT SERVICES, LLC located in Raleigh, North Carolina.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Robert has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rob George Falconer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Guardian Wealth Advisors. 4270 The Circle at the North Hills Street, Suite 200, Raleigh, NC 27609. RIA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert George Falconer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 27, 2023 - Present

GUARDIAN WEALTH ADVISORS, LLC

RIA

CRD#: 305412

Raleigh, NC

Current

November 28, 2023 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 4270 The Circle At The North Hills Street Suite 200, Raleigh, NC 27609

RIA

CRD#: 120222

Raleigh, NC

Past

October 11, 2021 - November 6, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

CAMP HILL, PA

Past

October 11, 2021 - November 6, 2023

LPL FINANCIAL LLC

CRD#: 6413

CAMP HILL, PA

Past

April 2, 2021 - September 23, 2021

MML INVESTORS SERVICES, LLC

CRD#: 10409

Camp Hill, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUARDIAN WEALTH ADVISORS, LLC

CRD#: 305412 / SEC#: 801-118121

RIA

Registered Investment Advisory firm - (2/24/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

North Carolina
(10/30/2023)

North Carolina
(11/28/2023)

IAR

Pennsylvania
(10/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/13/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/2/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/8/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

GUARDIAN WEALTH ADVISORS, LLC

CRD#: 305412 / SEC#: 801-118121

RIA

Registered Investment Advisory firm - (2/24/2020 Approved)

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Contact information

Main Address

4270 The Circle At North Hills Street Suite 200, Raleigh, NC 27609

Mailing Address

Phone number

(919) 874-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GWA FORM ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,683
AUM (Assets Under Management)	$ 2,051,517,525

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert G. Falconer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert George Falconer's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

GUARDIAN WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/13/2021

Series 7TO

Date: 4/2/2021

SIE

Date: 2/8/2021

FINRA

Current Firm

GUARDIAN WEALTH ADVISORS, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GUARDIAN WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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