Linda L. Ray

THE NORTHSTAR GROUP

NEW YORK, NY 10174

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CRD#: 711950

Professional summary

Linda Leigh Ray is a registered financial advisor currently at THE NORTHSTAR GROUP, INC. located in New York, New York and OSAIC WEALTH, INC. located in New York, New York.

Linda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Linda has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. THE NORTHSTAR GROUP POSITION: Vice-President NATURE: Corporation^Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 165 SECURITIES TRADING HOURS: 100 START DATE: 04/01/1986 ADDRESS: 405 Lexington Avenue, Suite 37A, NEW YORK NY 10174, United States DESCRIPTION: review accounts, read relevant documents, place trades, speak and meet with clients

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Linda Leigh Ray's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2017 - Present

THE NORTHSTAR GROUP, INC.

Office #1: 405 Lexington Ave Suite 37a, New York, NY 10174

RIA

CRD#: 110409

NEW YORK, NY

Current

November 19, 1989 - Present

OSAIC WEALTH, INC.

Office #1: 405 Lexington Avenue Suite 37a, New York, NY 10174

RIA

CRD#: 23131

NEW YORK, NY

Past

February 12, 1986 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

July 23, 1982 - February 24, 1986

LEHMAN BROTHERS INC.

CRD#: 7506

Past

July 22, 1980 - August 30, 1982

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE NORTHSTAR GROUP, INC.

NORTHSTAR GROUP INC | THE NORTHSTAR GROUP, INC.

CRD#: 110409 / SEC#: 801-41169

RIA

Registered Investment Advisory firm - (4/6/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(12/7/1989)

California
(11/19/1989)

Colorado
(2/4/2019)

Connecticut
(11/19/1989)

District of Columbia
(11/15/2023)

Florida
(11/19/1989)

Georgia
(1/15/2004)

Illinois
(2/4/2025)

Louisiana
(10/31/2017)

Maine
(3/26/2008)

Maryland
(11/14/1995)

Massachusetts
(3/24/2000)

New Jersey
(11/19/1989)

New Mexico
(6/24/2015)

New York
(11/19/1989)

IAR

New York
(2/20/2021)

North Carolina
(1/26/2010)

Pennsylvania
(11/19/1989)

Rhode Island
(11/17/2020)

IAR

Texas
(1/19/2017)

Texas
(1/3/2024)

Utah
(7/17/2025)

Vermont
(7/24/2001)

Virginia
(1/21/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/20/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/26/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/19/1980

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

THE NORTHSTAR GROUP, INC.

NORTHSTAR GROUP INC | THE NORTHSTAR GROUP, INC.

CRD#: 110409 / SEC#: 801-41169

RIA

Registered Investment Advisory firm - (4/6/1992 Approved)

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Contact information

Main Address

405 Lexington Ave Suite 37a, New York, NY 10174

Mailing Address

Phone number

(212) 883-9595

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TNG - ADV PART 2A: FIRM BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	632
AUM (Assets Under Management)	$ 871,570,823

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Linda L. Ray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Linda Leigh Ray's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

LEHMAN BROTHERS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

THE NORTHSTAR GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/20/2005

Series 63

Date: 9/26/1980

SIE

Date: 10/1/2018

Series 7

Date: 7/19/1980

FINRA

Current Firm

THE NORTHSTAR GROUP, INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE NORTHSTAR GROUP, INC.

TRUST BUT VERIFY

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