Erica Bourquin

GRANITE HARBOR ADVISORS

Hartland, WI 53029

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CRD#: 7119443

Professional summary

Erica Bourquin, who also goes by Erica S Bourquin, Erica Sage Bourquin, is a registered financial advisor currently at GRANITE HARBOR ADVISORS, INC. located in Hartland, Wisconsin.

Erica is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Erica has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Erica S Bourquin | Erica Sage Bourquin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erica Bourquin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2026 - Present

GRANITE HARBOR ADVISORS, INC.

Office #1: 515 W North Shore Dr Ste 202, Hartland, WI 53029

RIA

CRD#: 179523

Hartland, WI

Past

December 16, 2023 - April 24, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHICAGO, IL

Past

October 13, 2023 - April 24, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRANITE HARBOR ADVISORS, INC.

CRD#: 179523 / SEC#: 801-110558

RIA

Registered Investment Advisory firm - (5/30/2017 Approved)

Texas

Registered Investment Advisory firm - (6/6/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(5/4/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/15/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/13/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/30/2023

Securities Industry Essentials Examination

Current Firm

GRANITE HARBOR ADVISORS, INC.

CRD#: 179523 / SEC#: 801-110558

RIA

Registered Investment Advisory firm - (5/30/2017 Approved)

Texas

Registered Investment Advisory firm - (6/6/2017 Terminated)

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Contact information

Main Address

10603 West Sam Houston Parkway North Suite 450, Houston, TX 77064

Mailing Address

Phone number

(832) 461-0789

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (1/27/2026)

FORM ADV PART 2A APPENDIX 1 - WRAP FEE PROGRAM BROCHURE (1/27/2026)

Regulatory assets under management

Total Number of Accounts	957
AUM (Assets Under Management)	$ 561,382,077

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Erica Bourquin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erica Bourquin's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRANITE HARBOR ADVISORS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

GRANITE HARBOR ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/15/2023

Series 7TO

Date: 10/13/2023

SIE

Date: 6/30/2023

Current Firm

GRANITE HARBOR ADVISORS, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRANITE HARBOR ADVISORS, INC.

TRUST BUT VERIFY

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