JG
Jeremy J. Gerardy
FRIDAY FINANCIAL
Dubuque, IA 52001
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CRD#: 7119047
JG
Professional summary
Jeremy Joseph Gerardy, AIF®, who also goes by Jeremy Gerardy, is a registered financial advisor currently at FRIDAY FINANCIAL located in Dubuque, Iowa.
Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jeremy has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeremy Gerardy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 12/2022- ASSURED PARTNERS FINANCIAL ADVISORS- DBA for LPL Business (entity for LPL business)- inv. related- DUBUQUE, IA 2) 12/2022- AssuredPartners- Non-Variable Insurance- Agent selling Life, Disability, fixed annuities, LTC- inv. related- DUBUQUE, IA- start date 9/1/2021 3) 01/11/2023 - GLOBAL RETIREMENT PARTNERS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/03/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 1/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 01/11/2023 - GLOBAL RETIREMENT PARTNERS - DBA: (Hybrid) Assured Partners Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 01/03/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%.
CRS (Client Relationship Summary) - RIA
Click below to view Jeremy Joseph Gerardy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 7, 2024 - Present
FRIDAY FINANCIAL
Office #1: 600 Star Brewery Drive Suite 400, Dubuque, IA 52001RIA
CRD#: 329748
Dubuque, IA
Past
January 4, 2023 - July 23, 2024
GLOBAL RETIREMENT PARTNERS LLC
RIA
CRD#: 172011
Middleton, WI
Past
January 4, 2023 - August 15, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
MIDDLETON, WI
Past
October 25, 2021 - December 22, 2022
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
DUBUQUE, IA
Past
October 6, 2021 - December 22, 2022
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
DUBUQUE, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FRIDAY FINANCIAL
FRIDAY FINANCIAL | FRIDAY FINANCIAL, INC.
CRD#: 329748 / SEC#: 801-129486
RIA
Registered Investment Advisory firm - (2/9/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(8/7/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/5/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
FF
FRIDAY FINANCIAL
FRIDAY FINANCIAL | FRIDAY FINANCIAL, INC.
CRD#: 329748 / SEC#: 801-129486
RIA
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Contact information
Main Address
600 Star Brewery Drive Suite 400, Dubuque, IA 52001
Mailing Address
Phone number
(563) 552-7526
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 524 |
| AUM (Assets Under Management) | $ 210,503,367 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FRIDAY FINANCIAL
CRD#: 329748Dubuque, IA 52001TRUST BUT VERIFY
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