Johnston S. Marr
Professional summary
Johnston Stockett Marr is a registered financial professional currently at FMI CAPITAL ADVISORS, INC. located in Denver, Colorado.
Johnston is registered as a RR (Registered Representative) and started their career in finance in 2020. Johnston has worked at 2 firms and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Johnston Stockett Marr's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2023 - Present
FMI CAPITAL ADVISORS, INC.
Office #1: 44 Cook St Ste 900, Denver, CO 80206-5827July 20, 2020 - April 18, 2022
MOELIS & COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/19/2023)
(6/7/2023)
(6/5/2023)
(9/20/2023)
(9/19/2023)
Exams
Series 7TO
Date: 8/8/2020
General Securities Representative ExaminationSeries 79TO
Date: 7/18/2020
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FMI CAPITAL ADVISORS, INC.
CRD#: 129262 / SEC#: , 8-66206
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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