AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
KR

Kenneth Reid

CBOE TRADING
Overland Park, KS 66211
Some features on this profile are disabled
CRD#: 7117998
KR

Professional summary

Kenneth Reid, who also goes by Ken Reid, is a registered financial professional currently at CBOE TRADING, INC. located in Overland Park, Kansas.

Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2020. Kenneth has worked at 1 firm and has passed the Series 57TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ken Reid

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kenneth Reid's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 24, 2020 - Present

CBOE TRADING, INC.

Office #1: 6800 West 115th Street Suite 260, Overland Park, KS 66211
BD
CRD#: 136734
Overland Park, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 57TO
Date: 11/24/2020
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 9/27/2019
Securities Industry Essentials Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

CT
CBOE TRADING, INC.
BATS TRADING, INC. | CBOE TRADING, INC.

CRD#: 136734 / SEC#: , 8-67043

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
6800 West 115th Street Suite 260, Overland Park, KS 66211
Mailing Address
6800 West 115th Street Suite 260, Overland Park, KS 66211
Phone number
(913) 815-7000
Established
Delaware since 06/16/2005
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CBOE SERVICES COMPANYOWNER
CHMIELEWSKI, COLE MICHAELPRESIDENT5740206
GOODMAN, SYDNEY LINDENFINOP7092589
ISAACSON, CHRISTOPHER ANDREWDIRECTOR5015729
SEXTON, JOHN PATRICKSECRETARY7152089
UPP, WILLIAM BRYANCHIEF COMPLIANCE OFFICER2976682
WILKINSON, ALLEN LLOYDVICE PRESIDENT7432624
YEAZEL, TROY CHARLESDIRECTOR5492474

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CBOE TRADING, INC.

CRD#: 136734Overland Park, KS 66211

TRUST BUT VERIFY

Monitor Kenneth Reid

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

NB
Nathan BrownAdvisorCheck Check Mark
FARTHER
IAR
Beaverton, OR
Maria Zimiga
Maria ZimigaAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
RR
Toluca Lake, CA
NR
Nolan ReynoldsAdvisorCheck Check Mark
EDELMAN FINANCIAL ENGINES
IAR
COLUMBUS, OH
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics