BB
Britain J. Buehler
J. W. COLE ADVISORS
American Fork, UT 84003
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CRD#: 7117928
BB
Professional summary
Britain Josh Buehler is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in American Fork, Utah and J.W. COLE FINANCIAL, INC. located in American Fork, Utah.
Britain is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Britain has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Axio Wealth Management, LLC; DBA; Investment related; 1132 N. 1050 E. American Fork, UT 84003; Employee; Operations; Start 3/9/2021; 160 hrs/mo, 160 hrs/mo during trading. (2) Kia Ora 1; Not investment Related; 1132 N. 1050 E, American Fork, UT 84003; Employee; Start 3/9/2021; 1 hour/month, 1 hour/month during trading. (3) Fixed Insurance; not investment related; 1132 N. 1050 East, American Fork, UT 84003; Sales and Service of fixed insurance products; Agent; Start 8/19/2024; 1 hour/month during trading. (4) Buehler Family Co, LLC; Not Investment Related; 1399 North Amiron Way, Unit C, Orem Utah 84057; Accounting and Payroll; Manager/Member; Start 9/1/2025; 0 hours/month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Britain Josh Buehler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 14, 2023 - Present
J. W. COLE ADVISORS, INC.
Office #1: 826 E State Road Suite 210, American Fork, UT 84003Office #2: 1145 South 800 East Suite 101, Orem, UT 84097RIA
CRD#: 112294
American Fork, UT
Current
July 10, 2023 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 826 E State Road Suite 205, American Fork, UT 84003Office #2: 1145 South 800 East Suite 101, Orem, UT 84097BD
CRD#: 124583
American Fork, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Utah(7/12/2023)
IAR
Utah(7/14/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/10/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
