Russell S. Swinton-murray

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CRD#: 7117870

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Russell Stanley Swinton-murray, who also goes by Russell Stanley Swinton, Russell S Swinton, was a registered financial professional .

Russell is a previously registered financial professional and started their career in finance in 2019. Russell had worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Russell Stanley Swinton | Russell S Swinton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

#1. NAME OF BUSINESS - ASSET STRATEGY ADVISORS; INVESTMENT RELATED - YES; ADDRESS - 24 SUPERIOR DRIVE, SUITE 101, NATICK, MA 01760; NATURE - FINANCIAL PLANNING AND INVESTMENT MANAGMENT; POSITION - ASSET MANAGEMENT WITH INVESTMENT AUTHORITY; START DATE - 03/01/2021; APPROXIMATE NUMBER OF HOURS PER MONTH - 160 WITH 160 DURING TRADING HOURS; DUTIES - BUILD FINANCIAL PLANS AND PROVIDE INVESTMENT ADVICE. #2. NAME OF BUSINESS - ASSET STRATEGY FINANCIAL GROUP; INVESTMENT RELATED - YES; ADDRESS - 24 SUPERIOR DRIVE, SUITE 101, NATICK, MA 01760; NATURE - INVESTMENT PRODUCTS; POSITION - SALES; START DATE - 04/19/2021; APPROXIMATE NUMBER OF HOURS PER MONTH - 5 WITH 5 DURING TRADING HOURS; DUTIES - INSURANCE NEEDS ASSESSMENT AND SALES.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 14, 2023 - December 13, 2023

TWELVE POINTS WEALTH MANAGEMENT

RIA

CRD#: 171107

CONCORD, MA

Past

September 20, 2021 - December 31, 2022

RCX CAPITAL GROUP, LLC

CRD#: 114290

THE WOODLANDS, TX

Past

April 7, 2021 - May 18, 2023

ASSET STRATEGY ADVISORS, LLC

RIA

CRD#: 139879

NATICK, MA

Past

July 2, 2019 - March 24, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

HUDSON, MA

Past

June 10, 2019 - March 24, 2021

LPL FINANCIAL LLC

CRD#: 6413

HUDSON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TWELVE POINTS WEALTH MANAGEMENT

TWELVE POINTS RETIREMENT ADVISORS | TWELVE POINTS WEALTH MANAGEMENT LLC | TWELVE POINTS WEALTH MANAGEMENT

CRD#: 171107 / SEC#: 801-108967

RIA

Registered Investment Advisory firm - (1/23/2017 Approved)

Massachusetts

Registered Investment Advisory firm - (1/26/2017 Terminated)

New Hampshire

Registered Investment Advisory firm - (2/21/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/17/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/9/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/22/2019

Securities Industry Essentials Examination

Current Firm

TWELVE POINTS WEALTH MANAGEMENT

TWELVE POINTS RETIREMENT ADVISORS | TWELVE POINTS WEALTH MANAGEMENT LLC | TWELVE POINTS WEALTH MANAGEMENT

CRD#: 171107 / SEC#: 801-108967

RIA

Registered Investment Advisory firm - (1/23/2017 Approved)

Massachusetts

Registered Investment Advisory firm - (1/26/2017 Terminated)

New Hampshire

Registered Investment Advisory firm - (2/21/2017 Terminated)

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Contact information

Main Address

9 Pond Lane Suite 3a, Concord, MA 01742

Mailing Address

Phone number

(978) 318-9500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A/2B (11/4/2025)

WRAP FEE BROCHURE (3/30/2025)

Regulatory assets under management

Total Number of Accounts	1,586
AUM (Assets Under Management)	$ 1,701,535,494

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/25/2025	Cover Page	Report
09/25/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Russell S. Swinton-murray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RCX CAPITAL GROUP, LLC

ASSET STRATEGY ADVISORS, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

TWELVE POINTS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 6/17/2019

Series 7TO

Date: 6/9/2019

SIE

Date: 4/22/2019

Current Firm

TWELVE POINTS WEALTH MANAGEMENT

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TWELVE POINTS WEALTH MANAGEMENT

TRUST BUT VERIFY

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