AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
DA

Darian J. Allizadeh

POSITION WEALTH
Phoneix, AZ
Some features on this profile are disabled
CRD#: 7117220
DA

Professional summary


Darian Joseph Allizadeh, who also goes by Darian Allizadeh, is a registered financial advisor currently at POSITION WEALTH located in Phoneix, Arizona.

Darian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Darian has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, Series 57TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Darian Allizadeh

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Darian Joseph Allizadeh's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 21, 2024 - Present

POSITION WEALTH

RIA
CRD#: 325116
Phoneix, AZ
Past

March 2, 2022 - August 14, 2024

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
SCOTTSDALE, AZ
Past

August 2, 2021 - January 11, 2022

T3 TRADING GROUP, LLC

BD
CRD#: 154431
NEW YORK, NY
Past

April 22, 2021 - July 28, 2021

HOLD BROTHERS CAPITAL LLC

BD
CRD#: 151864
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
POSITION WEALTH
POSITION WEALTH | POSITION WEALTH LLC

CRD#: 325116 / SEC#: 801-127393

RIA
Registered Investment Advisory firm - (2/27/2023 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(10/29/2024)
IAR
California
(10/21/2024)
IAR
Florida
(1/2/2025)
IAR
Louisiana
(11/19/2024)
IAR
Nevada
(10/29/2024)
IAR
Texas
(10/21/2024)
IAR
Utah
(10/22/2024)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 10/21/2024
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/14/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 4/22/2021
Securities Trader Exam
General Industry/Product Exam

Current Firm


PW
POSITION WEALTH
POSITION WEALTH | POSITION WEALTH LLC

CRD#: 325116 / SEC#: 801-127393

RIA
Registered Investment Advisory firm - (2/27/2023 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
2001 Timberloch Place Suite 500, The Woodlands, TX 77380
Mailing Address
Phone number
(281) 968-2780
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (7 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

POSITION WEALTH LLC DISCLOSURE BROCHURE (2/3/2025)

Regulatory assets under management


Total Number of Accounts581
AUM (Assets Under Management)$ 206,173,951

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


POSITION WEALTH

CRD#: 325116Phoneix, AZ

TRUST BUT VERIFY

Monitor Darian Allizadeh

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics