Andrew J. Peapos

WOODMONT INVESTMENT COUNSEL

Nashville, TN 37215

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CRD#: 7117145

Professional summary

Andrew James Peapos, who also goes by Andrew Peapos, is a registered financial advisor currently at WOODMONT INVESTMENT COUNSEL, LLC located in Nashville, Tennessee.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Andrew has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Peapos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew James Peapos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 14, 2023 - Present

WOODMONT INVESTMENT COUNSEL, LLC

Office #1: 3825 Bedford Ave Suite 202, Nashville, TN 37215

RIA

CRD#: 109779

Nashville, TN

Past

November 10, 2021 - February 21, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Bethlehem, PA

Past

September 27, 2021 - February 21, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Bethlehem, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WOODMONT INVESTMENT COUNSEL, LLC

CRD#: 109779 / SEC#: 801-57961

RIA

Registered Investment Advisory firm - (9/11/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(9/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/10/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/27/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/23/2021

Securities Industry Essentials Examination

Current Firm

WOODMONT INVESTMENT COUNSEL, LLC

CRD#: 109779 / SEC#: 801-57961

RIA

Registered Investment Advisory firm - (9/11/2000 Approved)

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Contact information

Main Address

3825 Bedford Ave Suite 202, Nashville, TN 37215

Mailing Address

Phone number

(615) 297-6144

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WIC 2A AA 3.20.2025 (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,569
AUM (Assets Under Management)	$ 1,742,857,741

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrew J. Peapos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew James Peapos's CRS (Customer Relationship Summary).

Certified licenses

Experience

WOODMONT INVESTMENT COUNSEL, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

WOODMONT INVESTMENT COUNSEL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/10/2021

Series 7TO

Date: 9/27/2021

SIE

Date: 1/23/2021

Current Firm

WOODMONT INVESTMENT COUNSEL, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WOODMONT INVESTMENT COUNSEL, LLC

TRUST BUT VERIFY

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