Michael A. Millard
Professional summary
Michael Anthony Millard, who also goes by Mike Millard, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Sioux Falls, South Dakota and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Michael has worked at 11 firms and has passed the Series 66, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Anthony Millard's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2021 - Present
IP FINANCIAL ADVISORY SERVICES LLC
June 4, 2021 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210September 12, 2019 - May 12, 2021
ALLSTATE FINANCIAL ADVISORS, LLC
September 10, 2019 - May 12, 2021
ALLSTATE FINANCIAL SERVICES, LLC
January 26, 2018 - December 31, 2018
TRUTORO
November 3, 2017 - December 31, 2018
TRUTORO
December 14, 2010 - September 21, 2016
BANCWEST INVESTMENT SERVICES, INC.
December 13, 2010 - September 21, 2016
BANCWEST INVESTMENT SERVICES, INC.
July 30, 2009 - December 7, 2010
EQUITABLE ADVISORS, LLC
June 15, 2009 - December 7, 2010
EQUITABLE ADVISORS, LLC
April 24, 1991 - June 17, 1994
MONY SECURITIES CORPORATION
November 24, 1987 - September 25, 1990
METROPOLITAN LIFE INSURANCE COMPANY
November 24, 1987 - September 25, 1990
MSI FINANCIAL SERVICES, INC.
October 20, 1980 - December 15, 1987
EQUITABLE ADVISORS, LLC
July 16, 1980 - December 12, 1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/15/2021)
(7/6/2021)
(6/4/2021)
(6/8/2021)
(5/16/2023)
(6/3/2021)
(7/6/2021)
Exams
Series 1
Date: 7/9/1980
Registered Representative ExaminationFINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
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