Michael D. Strohm
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Durwood Strohm was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1980. Michael had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24, Series 26 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2005 - May 18, 2015
IVY DISTRIBUTORS, INC.
May 20, 1997 - May 18, 2015
WADDELL & REED
June 8, 1990 - November 21, 1995
TORCHMARK DISTRIBUTORS, INC.
July 11, 1980 - May 18, 2015
WADDELL & REED
State Registrations and Notice Filings
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Exams
Current Firm
IVY DISTRIBUTORS, INC.
CRD#: 16496 / SEC#: , 8-34046
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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