Terrence L. Monroe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terrence Lavergne Monroe, who also goes by Terrence Laverge Monroe, was a registered financial professional .
Terrence is a previously registered financial professional and started their career in finance in 1980. Terrence had worked at 7 firms and has passed the Series 3, Series 7, Series 52, Series 24, Series 27, Series 4 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 1988 - December 10, 1988
GREAT LAKES EQUITIES CO.
June 21, 1984 - April 11, 1988
BOARDWALK CAPITAL CORPORATION
May 17, 1983 - June 13, 1984
SENTRA SECURITIES CORPORATION
November 10, 1982 - April 18, 1983
LPL FINANCIAL LLC
May 5, 1981 - October 25, 1982
LEHMAN BROTHERS INC.
March 23, 1981 - June 12, 1981
LPL FINANCIAL LLC
January 23, 1981 - March 17, 1981
GALLAGHER, BOYLAN & COOK, INC.
July 10, 1980 - October 15, 1983
DONALD SHELDON & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GREAT LAKES EQUITIES CO.
CRD#: 16175 / SEC#: , 8-33421
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
