Nicholas M. Martin

HEMSLEY ADVISORS, LTD.

CHICAGO, IL 60606

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CRD#: 7116022

Professional summary

Nicholas Michael Martin, who also goes by Nick Martin, is a registered financial advisor currently at HEMSLEY ADVISORS, LTD. located in Chicago, Illinois.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Nicholas has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nick Martin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

21ST CENTURY TAX SERVICES, INC.; NOT INVESTMENT RELATED; 3520 N LAKE SHORE DR #4E, CHICAGO, IL 60657; TAX PREPARATION AND BOOKKEEPING SERVICES; SOLE OWNER SINCE 01/01/2005; 100 HOURS/MONTH DEVOTED IN FEB, MARCH, APRIL; ZERO HOURS DEVOTED DURING SERCURITIES TRADING HOURS; DUTIES INCLUDE TAX PREPARATION AND BOOKKEEPING SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Michael Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 30, 2019 - Present

HEMSLEY ADVISORS, LTD.

Office #1: 311 S. Wacker Drive Suite 1525, Chicago, IL 60606

RIA

CRD#: 106414

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HEMSLEY ADVISORS, LTD.

HEMSLEY & ASSOCIATES, LTD. | HEMSLEY SWEENEY & ASSOCIATES LTD | HEMSLEY ADVISORS, LTD.

CRD#: 106414 / SEC#: 801-47007

RIA

Registered Investment Advisory firm - (7/26/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(7/30/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/29/2019

Uniform Investment Adviser Law Examination

Current Firm

HEMSLEY ADVISORS, LTD.

HEMSLEY & ASSOCIATES, LTD. | HEMSLEY SWEENEY & ASSOCIATES LTD | HEMSLEY ADVISORS, LTD.

CRD#: 106414 / SEC#: 801-47007

RIA

Registered Investment Advisory firm - (7/26/1994 Approved)

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Contact information

Main Address

311 S Wacker Drive Suite 1525, Chicago, IL 60606

Mailing Address

Phone number

(847) 381-7314

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	719
AUM (Assets Under Management)	$ 541,045,554

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas M. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Michael Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

HEMSLEY ADVISORS, LTD.

Primary Firm SEC Registration

HEMSLEY ADVISORS, LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/29/2019

Current Firm

HEMSLEY ADVISORS, LTD.

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HEMSLEY ADVISORS, LTD.

TRUST BUT VERIFY

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