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MM

Michael T. Mcginnis

FIRST BANKERS' BANC SECURITIES,
Memphis, TN 38138
Some features on this profile are disabled
CRD#: 711601
MM

Professional summary

Michael Taylor Mcginnis, who also goes by Bigmac Mcginnis, Mac Mcginnis, is a registered financial professional currently at FIRST BANKERS' BANC SECURITIES, INC located in Memphis, Tennessee.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1980. Michael has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 52, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bigmac Mcginnis | Mac Mcginnis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Taylor Mcginnis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 21, 2022 - Present

FIRST BANKERS' BANC SECURITIES, INC

Office #1: 1790 Kirby Parkway Suite 201, Memphis, TN 38138
BD
CRD#: 15041
Memphis, TN
Past

April 17, 2018 - November 14, 2022

B. RILEY WEALTH MANAGEMENT

BD
CRD#: 2543
Memphis, TN
Past

April 17, 2018 - November 14, 2022

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
Memphis, TN
Past

June 18, 2007 - April 25, 2018

HILLTOP SECURITIES INC.

BD
CRD#: 6220
DALLAS, TX
Past

May 2, 2005 - June 14, 2007

HATTIER, SANFORD & REYNOIR, A LIMITED PARTNERSHIP, L.L.P.

BD
CRD#: 2148
NEW ORLEANS, LA
Past

March 18, 2002 - May 4, 2005

COASTAL SECURITIES, INC.

BD
CRD#: 27834
HOUSTON, TX
Past

January 14, 1997 - March 19, 2002

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

BD
CRD#: 6950
MEMPHIS (SHELBY), TN
Past

December 12, 1985 - February 10, 1987

DORSEY & COMPANY, INC.

BD
CRD#: 1668
Past

November 23, 1983 - January 8, 1997

CREWS & ASSOCIATES, INC.

BD
CRD#: 8052
LITTLE ROCK, AR
Past

July 10, 1980 - November 20, 1985

CREWS & ASSOCIATES, INC.

BD
CRD#: 8052

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(12/13/2022)
RR
Arizona
(10/31/2023)
RR
Arkansas
(11/21/2022)
RR
Florida
(11/21/2022)
RR
Georgia
(11/21/2022)
RR
Hawaii
(11/21/2022)
RR
Illinois
(12/7/2023)
RR
Louisiana
(12/8/2022)
RR
Mississippi
(11/23/2022)
RR
Missouri
(5/29/2024)
RR
Tennessee
(11/22/2022)
RR
Texas
(11/21/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 7/6/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/19/1983
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52
Date: 6/21/1980
Municipal Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 4/3/1986
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/6/1984
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FB
FIRST BANKERS' BANC SECURITIES, INC
FIRST BANKERS' BANC SECURITIES, INC | FIRST ST. LOUIS SECURITIES, INC.

CRD#: 15041 / SEC#: , 8-31584

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
1714 Deer Tracks Trail, Suite 110, St. Louis, MO 63131
Mailing Address
1714 Deer Tracks Trail, Suite 110, St. Louis, MO 63131
Phone number
(314) 726-2880
Established
Missouri since 03/06/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (45 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BANKERS' BANC INVESTMENT SERVICES LLCSHAREHOLDER
HAEDIKE, CHRISTINE DCHIEF COMPLIANCE OFFICER2489703
SPELLMEYER, ARTHUR WILLIAM IVPRESIDENT/CEO4872597

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST BANKERS' BANC SECURITIES, INC

CRD#: 15041Memphis, TN 38138

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