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Leiqing Smatlak

EIG GLOBAL ENERGY PARTNERS CAPITAL MARKETS
Washington, DC 20037
Some features on this profile are disabled
CRD#: 7115962
LS

Professional summary

Leiqing Smatlak, who also goes by Lacey Hao, Leiqing Hao, Lacey Smatlak, is a registered financial professional currently at EIG GLOBAL ENERGY PARTNERS CAPITAL MARKETS, LLC located in Washington, District Of Columbia.

Leiqing is registered as a RR (Registered Representative) and started their career in finance in 2022. Leiqing has worked at 1 firm and has passed the Series 99TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lacey Hao | Leiqing Hao | Lacey Smatlak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Leiqing Smatlak's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 30, 2022 - Present

EIG GLOBAL ENERGY PARTNERS CAPITAL MARKETS, LLC

Office #1: 600 New Hampshire Ave Nw Suite 1200, Washington, DC 20037
BD
CRD#: 288254
Washington, DC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 3/30/2022
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 12/15/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

EG
EIG GLOBAL ENERGY PARTNERS CAPITAL MARKETS, LLC
EIG GLOBAL ENERGY PARTNERS CAPITAL MARKETS, LLC

CRD#: 288254 / SEC#: , 8-69932

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
600 New Hampshire Ave Nw Suite 1200, Washington, DC 20037
Mailing Address
600 New Hampshire Ave Nw Suite 1200, Washington, DC 20037
Phone number
(202) 600-3300
Established
Delaware since 02/13/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
EIG ASSET MANAGEMENT, LLCSOLE MEMBER
DRAKE, BROOKECHIEF COMPLIANCE OFFICER7144591
JAMISON, ANDREW PHILIPPRESIDENT AND CEO7804885
ZUCKER, BRIAN FREDFINOP AND CFO1484733

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EIG GLOBAL ENERGY PARTNERS CAPITAL MARKETS, LLC

CRD#: 288254Washington, DC 20037

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