BC
Benjamin P. Carlson
RITHOLTZ WEALTH MANAGEMENT
Grand Rapids, MI
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CRD#: 7115957
BC
Professional summary
Benjamin Patrick Carlson, who also goes by Benjamin Carlson, is a registered financial advisor currently at RITHOLTZ WEALTH MANAGEMENT located in Grand Rapids, Michigan.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Benjamin has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Benjamin Carlson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RWM Insurance Services, LLC; not investment-related; an affiliated insurance agency; partial owner Wealthcast Media LLC, partial owner, content marketing, not investment related, zero hours expended. 01/2019. RWM Tax LLC; not investment-related; tax planning and preparation services; partial owner AWealthofCommonSenseBlog writer Compound Media, Inc.; investment-related; Owner; media company engaged in podcasts; social media and receiving paid advertising; 1/2019; 0 hours per month. Advisors Circle Inc.; investment related; Owner; Partnership entity that owns shares of Advisors Circle, LLC, a Boston, MA entity manages trade shows and conferences for investment advisors; 08/2020; 0 hours per month. Sweet Motion LLC; investment-related; Sweet Motion LLC makes small venture investments in small financial technology companies providing services to investment advisors. There have three been minority stake investments:(1) Yellowbrick Investing Inc. (2) Securitize, Inc. (F/k/a OnRamp) (3) Quartr AB; 03/2021; 0 hours per month. OnRamp Invest LLC; investment-related; Ownership interest in OnRamp Invest, LLC, a platform that hosts the RWM/WisdomTree Crypto Index Portfolio; 12/2021; 0 hours per month. Virtus Investment Partners: investment-related; Paid by Virtus for packaging of related blog posts for their internal sales distribution, 3/2020; 5 hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Patrick Carlson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 14, 2023 - Present
RITHOLTZ WEALTH MANAGEMENT
RIA
CRD#: 168652
Grand Rapids, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RITHOLTZ WEALTH MANAGEMENT
COMPREHENSIVE PORTFOLIO MANAGEMENT, LLC | RITHOLTZ WEALTH MANAGEMENT | RITHOLTZ & CO. | LIFTOFF | GOOD ADVICE
CRD#: 168652 / SEC#: 801-78479
RIA
Registered Investment Advisory firm - (9/16/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(2/14/2023)
Exams
Current Firm
RW
RITHOLTZ WEALTH MANAGEMENT
COMPREHENSIVE PORTFOLIO MANAGEMENT, LLC | RITHOLTZ WEALTH MANAGEMENT | RITHOLTZ & CO. | LIFTOFF | GOOD ADVICE
CRD#: 168652 / SEC#: 801-78479
RIA
Registered Investment Advisory firm - (9/16/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
24 West 40th Street 15th Floor, New York, NY 10018
Mailing Address
Phone number
(212) 625-1200
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,801 |
| AUM (Assets Under Management) | $ 6,459,181,176 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/28/2025 | ||
| 04/10/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
