Sarah M. Anderson
THE FOUNDRY FINANCIAL GROUP
Laconia, NH 03246-3300
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CRD#: 7115768
Professional summary
Sarah Margaret Anderson, CFP® is a registered financial advisor currently at THE FOUNDRY FINANCIAL GROUP, INC. located in Laconia, New Hampshire.
Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Sarah has worked at 2 firms and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of other business: Bayview Properties LLC; Is business Investment related: No; Address of other business: PO Box 1194, Wolfeboro, NH 03894; Nature of other business: Real Estate; Your position: Landlord; Title and relationship with other business: Member; Start date of relationship: 09/15/2023; Time devote to other business: 0%
CRS (Client Relationship Summary) - RIA
Click below to view Sarah Margaret Anderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
July 8, 2020 - Present
THE FOUNDRY FINANCIAL GROUP, INC.
Office #1: 67 Water Street Suite 101, Laconia, NH 03246-3300RIA
CRD#: 116823
Laconia, NH
Past
June 9, 2020 - October 9, 2023
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Laconia, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
THE FOUNDRY FINANCIAL GROUP, INC.
THE FOUNDRY FINANCIAL GROUP, INC.
CRD#: 116823 / SEC#: 801-129329
RIA
Registered Investment Advisory firm - (1/10/2024 Approved)Massachusetts
Registered Investment Advisory firm - (1/12/2024 Terminated)New Hampshire
Registered Investment Advisory firm - (1/10/2024 Terminated)New Jersey
Registered Investment Advisory firm - (11/17/2021 Terminated)Texas
Registered Investment Advisory firm - (1/12/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Hampshire(7/8/2020)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
THE FOUNDRY FINANCIAL GROUP, INC.
THE FOUNDRY FINANCIAL GROUP, INC.
CRD#: 116823 / SEC#: 801-129329
RIA
Registered Investment Advisory firm - (1/10/2024 Approved)Massachusetts
Registered Investment Advisory firm - (1/12/2024 Terminated)New Hampshire
Registered Investment Advisory firm - (1/10/2024 Terminated)New Jersey
Registered Investment Advisory firm - (11/17/2021 Terminated)Texas
Registered Investment Advisory firm - (1/12/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
67 Water Street Suite 101, Laconia, NH 03246-3300
Mailing Address
Phone number
(603) 528-5171
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,009 |
| AUM (Assets Under Management) | $ 207,895,358 |
Red Flags
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