BW
Brooke R. Wentner
GWN SECURITIES
Pottsboro, TX
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CRD#: 711555
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Professional summary
Brooke Richard Wentner is a registered financial advisor currently at GWN SECURITIES INC. located in Pottsboro, Texas.
Brooke is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Brooke has worked at 7 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WENTNER FINANCIAL/TEACHERS RETIREMENT SERVICES, INC.; 2859 Cemetery Rd, Pottsboro TX 75076; INSURANCE AGENT; START 9/2009; 160HRS/MO; 8HRS/MO DURING TRADING; $300K/YR; IR INSURANCE, ANNUITIES & LTC POSITION: AGENT NATURE: INSURANCE, FIXED AND INDEXED ANNUITY SALES INVESTMENT RELATED: YES NUMBER OF HOURS: 80 INVESTMENT RELATED HOURS: 4 START DATE: 06/06/1980 ADDRESS: 2859 Cemetery Rd, Pottsboro TX 75076 DESCRIPTION: AS PART OF MY CLIENTS OVERALL PORTFOLIOS, THEY HAVE SIGNIFICANT ASSETS IN FIXED AND INDEXED ANNUITIES. I ALSO MARKET LTC & LIFE INSURANCE ASPART OF THEIR OVERALL PLAN TRAVEL AGENT POSITION: TRAVEL AGENT NATURE: TRAVEL AGENT- POTENTIALLY BOOK TRAVEL FOR INDIVIDUALS INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/30/2015 ADDRESS: 2859 Cemetery Rd, Pottsboro TX 75076 DESCRIPTION: HAVE THE OPTION TO BOOK TRAVEL FOR INDIVIDUALS FOR A COMMISSION. RENTAL PROPERTY POSITION: owner NATURE: landlord/owner INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/1992 ADDRESS: 2859 Cemetery Rd, Pottsboro TX 75076 DESCRIPTION: Provide feedback to renters regarding their current needs and questions. Refer my handyman to them when repairs are required
CRS (Client Relationship Summary) - RIA
Click below to view Brooke Richard Wentner's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brooke Richard Wentner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2021 - Present
GWN SECURITIES INC.
RIA
BD
CRD#: 128929
Pottsboro, TX
Current
March 31, 2010 - Present
GWN SECURITIES INC.
RIA
BD
CRD#: 128929
Pottsboro, TX
Past
April 1, 2010 - November 25, 2020
GWN SECURITIES INC.
RIA
CRD#: 128929
PALM BEACH GARDENS, FL
Past
April 19, 2007 - April 1, 2010
PLANMEMBER SECURITIES CORPORATION
RIA
CRD#: 11869
DANVILLE, CA
Past
April 19, 2007 - April 1, 2010
PLANMEMBER SECURITIES CORPORATION
BD
CRD#: 11869
DANVILLE, CA
Past
October 15, 2003 - April 20, 2007
CENTAURUS FINANCIAL, INC.
RIA
CRD#: 30833
DANVILLE, CA
Past
August 31, 1998 - April 20, 2007
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
DANVILLE, CA
Past
October 25, 1991 - September 8, 1998
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
November 21, 1989 - October 16, 1991
OAK TREE SECURITIES, INC.
BD
CRD#: 18126
LIVERMORE, CA
Past
January 20, 1988 - October 4, 1989
TITAN/VALUE EQUITIES GROUP, INC.
BD
CRD#: 6359
IRVINE, CA
Past
August 12, 1983 - December 31, 1987
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Past
July 8, 1980 - August 22, 1983
SOUTHMARK FINANCIAL SERVICES, INC.
BD
CRD#: 6518
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/31/2010)
RR
Florida(11/25/2020)
RR
Georgia(8/13/2024)
RR
Michigan(11/25/2020)
RR
Montana(10/27/2020)
RR
New Mexico(3/31/2010)
RR
North Carolina(8/13/2020)
RR
Oregon(1/5/2016)
RR
South Carolina(10/30/2025)
RR
Texas(10/23/2020)
IAR
Texas(1/4/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 7/1/1980
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
