William L. Mcgarrie

BAHL & GAYNOR

BROOKLYN, NY

Some features on this profile are disabled

CRD#: 7115282

Professional summary

William Lawrence Mcgarrie III, who also goes by Tripp Lawrence Mcgarrie III, William Lawrence Mcgarrie, is a registered financial advisor currently at BAHL & GAYNOR INC located in Brooklyn, New York and QUASAR DISTRIBUTORS, LLC located in Portland, Maine.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. William has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tripp Lawrence Mcgarrie Iii | William Lawrence Mcgarrie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BG IS, LLC; Investment Related; Registered Investment Advisor; Brooklyn, NY; 10/2024; Strategy Specialist; Cultivate and develop new and existing advisor relationships for the purpose of driving sales growth ; 160 Hrs./Mo. Quasar Distributors, LLC; Broker-Dealer; Brooklyn, NY; 12/2024; Registered Representative; Offer securities to clients; 160 Hrs./Mo.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Lawrence Mcgarrie III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 30, 2025 - Present

BAHL & GAYNOR INC

RIA

CRD#: 106139

BROOKLYN, NY

Current

December 9, 2024 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 103848

Portland, ME

Past

September 11, 2020 - October 31, 2024

MORGAN STANLEY

RIA

CRD#: 149777

New York, NY

Past

August 19, 2020 - October 31, 2024

MORGAN STANLEY

CRD#: 149777

New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BAHL & GAYNOR INC

BAHL & GAYNOR INC | BAHL & GAYNOR INVESTMENT COUNSEL

CRD#: 106139 / SEC#: 801-36951

RIA

Registered Investment Advisory firm - (7/13/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(1/2/2025)

Colorado
(1/2/2025)

Connecticut
(1/2/2025)

Kansas
(1/2/2025)

Missouri
(1/2/2025)

New York
(12/9/2024)

IAR

New York
(7/30/2025)

Oklahoma
(1/2/2025)

Tennessee
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/11/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/19/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/24/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

BAHL & GAYNOR INC

BAHL & GAYNOR INC | BAHL & GAYNOR INVESTMENT COUNSEL

CRD#: 106139 / SEC#: 801-36951

RIA

Registered Investment Advisory firm - (7/13/1990 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

255 East Fifth Street Suite 2700, Cincinnati, OH 45202

Mailing Address

Phone number

(513) 287-6100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAHL & GAYNOR ADV PART 2A (11/18/2025)

BAHL & GAYNOR ADV PART 2B (11/18/2025)

Regulatory assets under management

Total Number of Accounts	3,201
AUM (Assets Under Management)	$ 21,240,513,254

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

William L. Mcgarrie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Lawrence Mcgarrie III's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUASAR DISTRIBUTORS, LLC

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

BAHL & GAYNOR INC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/11/2020

Series 7TO

Date: 8/19/2020

SIE

Date: 2/24/2020

FINRA

Current Firm

BAHL & GAYNOR INC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BAHL & GAYNOR INC

TRUST BUT VERIFY

Similar Advisors