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NE

Noah R. Ellison

RETIREMENT PLANNING SOLUTIONS
Louisville, KY 40220
Some features on this profile are disabled
CRD#: 7115241
NE

Professional summary

Noah Ross Ellison is a registered financial advisor currently at RETIREMENT PLANNING SOLUTIONS, LLC located in Louisville, Kentucky and SILVER OAK SECURITIES, INCORPORATED located in Louisville, Kentucky.

Noah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Noah has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Silver Oak Securities, Inc.; Investment-Related; 403 North Pkwy. #200, Jackson, TN 38305; Broker-Dealer; Investment Adviser Representative; Start Date: 08/2023; 160 hours devoted monthly; 160 hours devoted monthly during trading hours; Commission Products 2.) Life Insurance Agent for Various Companies; Investment-Related; Doing Business at Registered Office; Agent; Start Date: 1/2023; 16 hours devoted monthly; 16 hours devoted monthly during trading hours; Recommending and writing life insurance policies

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Noah Ross Ellison's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 12, 2022 - Present

RETIREMENT PLANNING SOLUTIONS, LLC

Office #1: 3432 Stony Spring Circle, Louisville, KY 40220
RIA
CRD#: 311575
Louisville, KY
Current

August 21, 2023 - Present

SILVER OAK SECURITIES, INCORPORATED

Office #1: 3432 Stony Spring Circle, Louisville, KY 40220
RIA
BD
CRD#: 46947
Louisville, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RP
RETIREMENT PLANNING SOLUTIONS, LLC
CLOVER WEALTH PARTNERS | RPS ADVISORY SOLUTIONS, LLC | RETIREMENT PLANNING SOLUTIONS, LLC

CRD#: 311575 / SEC#: 801-119926

RIA
Registered Investment Advisory firm - (12/4/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Kentucky
(7/12/2022)
RR
Kentucky
(2/9/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 2/9/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 7/12/2022
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/19/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/5/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

RP
RETIREMENT PLANNING SOLUTIONS, LLC
CLOVER WEALTH PARTNERS | RPS ADVISORY SOLUTIONS, LLC | RETIREMENT PLANNING SOLUTIONS, LLC

CRD#: 311575 / SEC#: 801-119926

RIA
Registered Investment Advisory firm - (12/4/2020 Approved)
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Contact information

Main Address
3432 Stony Spring Circle, Louisville, KY 40220
Mailing Address
Phone number
(502) 499-5668
Established
Firm type
Fiscal year end
# of Employees
20

SEC notice filing (19 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RETIREMENT PLANNING SOLUTIONS, LLC ADV PART 2A (6/4/2025)
RETIREMENT PLANNING SOLUTIONS, LLC ADV PART 2A, APPENDIX 1 - WRAP FEE PROGRAM (3/28/2025)

Regulatory assets under management

Total Number of Accounts2,366
AUM (Assets Under Management)$ 376,782,414

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RETIREMENT PLANNING SOLUTIONS, LLC

CRD#: 311575Louisville, KY 40220

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