William E. Sawyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Edward Sawyer, who also goes by Bill Sawyer, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1980. William had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2011 - September 27, 2022
CONSERVATIVE ASSET MANAGEMENT, INC.
November 27, 2000 - March 20, 2001
EQUITABLE ADVISORS, LLC
June 24, 1996 - November 30, 1998
EQUITY SERVICES, INC.
September 22, 1989 - December 31, 1994
VESTAX SECURITIES CORPORATION
August 2, 1983 - September 26, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
July 1, 1980 - July 21, 1983
TOWER INVESTMENT MANAGEMENT, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CONSERVATIVE ASSET MANAGEMENT, INC.
CRD#: 145700 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 3,630,626 |
Red Flags
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