CG
Connor M. Graham
GRAHAM WEALTH MANAGEMENT LLC
Panama City Beach, FL 32413
Some features on this profile are disabled
CRD#: 7114947
CG
Professional summary
Connor Michael Graham, who also goes by Connor Graham, is a registered financial advisor currently at GRAHAM WEALTH MANAGEMENT LLC located in Panama City Beach, Florida.
Connor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Connor has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Connor Graham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Connor Graham is a Tutor; Non Investment Related; Location: 407 Florida Ln Panama City Beach Florida 32413; Description and Responsibilities: Connor Michael Graham provides online tutoring services to students. He spends one hour a month on this activity and is conducted outside of market trading hours; Start date: 2022-04-14; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 1. Connor Graham is an Umpire; Non Investment Related; Location: 16200 Panama City Beach Pkwy Panama City Beach Florida 32413; Description and Responsibilities: Connor Michael Graham serves as an umpire for local baseball and softball leagues, dedicating approximately five hours per week to this activity outside of market trading hours. He receives compensation from the leagues for his officiating services. This activity is entirely separate from his role at Graham Wealth Management (GWM) and has no direct connection to GWM or its clients.; Start date: 2022-04-14; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 8; Percentage of total yearly compensation expected to be derived from the business: 5. Connor Graham is an Independent Insurance Agent; Investment Related; Location: 407 Florida Ln Panama City Beach Florida 32413; Description and Responsibilities: Connor Michael Graham is an independent licensed insurance agent. Outside of his role at Graham Wealth Management (GWM), he dedicates approximately one hour per month to advising, answering questions, and potentially selling term and whole life insurance, long-term disability insurance, and long-term care insurance to clients. These clients may demonstrate a financial need for such products through a comprehensive analysis of their financial situation or may seek these products through unsolicited inquiries;
CRS (Client Relationship Summary) - RIA
Click below to view Connor Michael Graham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 14, 2022 - Present
GRAHAM WEALTH MANAGEMENT LLC
Office #1: 407 Florida Ln, Panama City Beach, FL 32413RIA
CRD#: 321244
Panama City Beach, FL
Past
November 1, 2021 - March 17, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
La Plata, MD
Past
July 13, 2021 - March 17, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
La Plata, MD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(7/14/2022)
IAR
Maryland(7/14/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/13/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
GW
GRAHAM WEALTH MANAGEMENT LLC
GRAHAM WEALTH MANAGEMENT LLC
CRD#: 321244 / SEC#:
Florida
Registered Investment Advisory firm - (7/14/2022 Approved)Maryland
Registered Investment Advisory firm - (7/14/2022 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Panama City Beach, FL
Mailing Address
Phone number
(443) 799-1314
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 49 |
| AUM (Assets Under Management) | $ 2,945,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
