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CG

Connor M. Graham

GRAHAM WEALTH MANAGEMENT LLC
Panama City Beach, FL 32413
Some features on this profile are disabled
CRD#: 7114947
CG

Professional summary

Connor Michael Graham, who also goes by Connor Graham, is a registered financial advisor currently at GRAHAM WEALTH MANAGEMENT LLC located in Panama City Beach, Florida.

Connor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Connor has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Connor Graham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor Michael Graham's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 14, 2022 - Present

GRAHAM WEALTH MANAGEMENT LLC

Office #1: 407 Florida Ln, Panama City Beach, FL 32413
RIA
CRD#: 321244
Panama City Beach, FL
Past

November 1, 2021 - March 17, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
La Plata, MD
Past

July 13, 2021 - March 17, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
La Plata, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(7/14/2022)
IAR
Maryland
(7/14/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/1/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/13/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/15/2021
Securities Industry Essentials Examination

Current Firm

GW
GRAHAM WEALTH MANAGEMENT LLC
GRAHAM WEALTH MANAGEMENT LLC

CRD#: 321244 / SEC#:

Florida
Registered Investment Advisory firm - (7/14/2022 Approved)
Maryland
Registered Investment Advisory firm - (7/14/2022 Approved)
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Contact information

Main Address
Panama City Beach, FL
Mailing Address
Phone number
(443) 799-1314
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts49
AUM (Assets Under Management)$ 2,945,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GRAHAM WEALTH MANAGEMENT LLC

CRD#: 321244Panama City Beach, FL 32413

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