Serena M. Rickman

COVENANT PARTNERS

Nashville, TN 37215

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CRD#: 7114923

Professional summary

Serena Macy Rickman, CFP®, who also goes by Macy Rickman, Macy Slaughter, Serena M Slaughter, Serena Macy Slaughter, Serena Slaughter, is a registered financial advisor currently at COVENANT PARTNERS, LLC located in Nashville, Tennessee.

Serena is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Serena has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Macy Rickman | Macy Slaughter | Serena M Slaughter | Serena Macy Slaughter | Serena Slaughter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name/Address: Rental Property 247 Empire Ave Dyersburg TN 38024 Start Date: 1/15/22 Hours Spent: 0-10 hours/month Hours Spent During Trading: Zero Role/Responsibility: Owner/Landlord Non Investment Related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Serena Macy Rickman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 18, 2023 - Present

COVENANT PARTNERS, LLC

Office #1: 3811 Bedford Avenue Suite 201, Nashville, TN 37215

RIA

CRD#: 110137

Nashville, TN

Past

December 8, 2020 - July 25, 2023

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

NASHVILLE, TN

Past

September 3, 2020 - July 25, 2023

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

NASHVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COVENANT PARTNERS, LLC

CRD#: 110137 / SEC#: 801-62178

RIA

Registered Investment Advisory firm - (6/27/2003 Approved)

Tennessee

Registered Investment Advisory firm - (7/24/2005 Terminated)

Texas

Registered Investment Advisory firm - (6/27/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(8/18/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/20/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/3/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/26/2020

Securities Industry Essentials Examination

Current Firm

COVENANT PARTNERS, LLC

CRD#: 110137 / SEC#: 801-62178

RIA

Registered Investment Advisory firm - (6/27/2003 Approved)

Tennessee

Registered Investment Advisory firm - (7/24/2005 Terminated)

Texas

Registered Investment Advisory firm - (6/27/2003 Terminated)

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Contact information

Main Address

3811 Bedford Avenue Suite 201, Nashville, TN 37215

Mailing Address

P.o. Box 158187, Nashville, TN 37215

Phone number

(615) 665-1801

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COVENANT PARTNERS BROCHURE (11/3/2025)

Regulatory assets under management

Total Number of Accounts	1,011
AUM (Assets Under Management)	$ 1,010,948,405

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/28/2025	Cover Page	Report
11/22/2024	Cover Page	Report
01/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Serena M. Rickman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Serena Macy Rickman's CRS (Customer Relationship Summary).

Certified licenses

Experience

COVENANT PARTNERS, LLC

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

Primary Firm SEC Registration

COVENANT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/20/2020

Series 7TO

Date: 9/3/2020

SIE

Date: 6/26/2020

Current Firm

COVENANT PARTNERS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

COVENANT PARTNERS, LLC

TRUST BUT VERIFY

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