George Kao
REACH ONE TEACH ONE FINANCIAL
Phoenix, AZ 85048
Some features on this profile are disabled
CRD#: 7114190
Professional summary
George Kao, CFP® is a registered financial advisor currently at REACH ONE TEACH ONE FINANCIAL located in Phoenix, Arizona.
George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. George has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/18/2020 - 3K ENTERPRISE LLC - Not Investment Related - 4960 S Gilbert Road, Ste 1-189, Chandler, AZ 85249 - Business Entity For Tax/Investment Purposes Only - Start Date 01/01/2017 - 1 Hour Per Month/ 0 Hours During Securities Trading 2. 11/18/2020 - EKOTOLOGY LLC - Not Investment Related - 4960 S Gilbert Road, Ste 1-189, Chandler, AZ 85249 - Business Owner - Start Date 01/01/2017 - 1 Hour Per Month/ 0 Hours During Securities Trading - Time Spent 1% 3. 09/19/2022 - R1T1 Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 02/15/2022 - 40 Hours Per Month/ 8 Hours During Securities Trading 4. 09/27/2022 - Reach One Teach One Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 09/23/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading 5. 05/17/2023 - Reach One Teach One Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 09/23/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading - I provide investment advisory services through -R1T1 Financial, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial 6. 05/17/2023 - R1T1 Financial LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date 03/30/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading - I provide investment advisory services through -R1T1 Financial, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial
CRS (Client Relationship Summary) - RIA
Click below to view George Kao's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
January 4, 2023 - Present
REACH ONE TEACH ONE FINANCIAL
Office #1: 4435 E Chandler Blvd, Suite 200, Phoenix, AZ 85048RIA
CRD#: 323834
Phoenix, AZ
Past
November 23, 2020 - June 29, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
CHANDLER, AZ
Past
November 18, 2020 - June 29, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
CHANDLER, AZ
Past
July 11, 2019 - November 19, 2020
EDWARD JONES
RIA
CRD#: 250
GILBERT, AZ
Past
June 15, 2019 - November 19, 2020
EDWARD JONES
BD
CRD#: 250
GILBERT, AZ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(1/4/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/15/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
RO
REACH ONE TEACH ONE FINANCIAL
R1T1 FINANCIAL LLC | REACH ONE TEACH ONE FINANCIAL
CRD#: 323834 / SEC#:
Arizona
Registered Investment Advisory firm - (1/4/2023 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4435 E Chandler Blvd, Suite 200, Phoenix, AZ 85048
Mailing Address
4960 S Gilbert Rd Suite 1-189, Chandler, AZ 85249
Phone number
(888) 877-1138
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 108 |
| AUM (Assets Under Management) | $ 6,638,443 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
REACH ONE TEACH ONE FINANCIAL
CRD#: 323834Phoenix, AZ 85048TRUST BUT VERIFY
Monitor George Kao
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
