Lauretta A. Reeves

BASTION FIDUCIARY

Raleigh, NC

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CRD#: 711404

Professional summary

Lauretta Ann Reeves, who also goes by Lauretta Ann Baron, Lauretta Ann Hormel, Lauretta Ann Wuenschell, is a registered financial advisor currently at BASTION FIDUCIARY located in Raleigh, North Carolina.

Lauretta is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Lauretta has worked at 5 firms and has passed the Series 65, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lauretta Ann Baron | Lauretta Ann Hormel | Lauretta Ann Wuenschell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Lauretta Ann Reeves is a voting member of the investment committee of the Burroughs Wellcome Fund, an independent private foundation. The committee meets three times a year for approximately three hours. Approximate .1 hours/month is devoted to the business, approximate .1 hours/month is devoted to the business during securities trading hours. Her duties include, Attend Investment Committee, which selects managers for the Funds assets. She is a voting member. The address is 21 T.W. Alexander Drive, Research Triangle Park, NC, 27709.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauretta Ann Reeves's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2025 - Present

BASTION FIDUCIARY

RIA

CRD#: 333420

Raleigh, NC

Past

August 19, 2013 - March 31, 2025

ISLAMORADA INVESTMENT MANAGEMENT, LLP

RIA

CRD#: 146930

Raleigh, NC

Past

December 5, 1983 - May 28, 1987

FIRST EQUITY CORPORATION OF FLORIDA

CRD#: 9

Past

November 14, 1983 - November 23, 1983

TROSTER SINGER CORPORATION

CRD#: 7441

Past

November 29, 1981 - June 28, 1983

FIRST EQUITY CORPORATION OF FLORIDA

CRD#: 9

Past

July 1, 1980 - June 8, 1982

M. S. WIEN & CO., INC.

CRD#: 541

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BASTION FIDUCIARY

BASTION FIDUCIARY | BASTION FIDUCIARY, LLC

CRD#: 333420 / SEC#: 801-131510

RIA

Registered Investment Advisory firm - (11/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/31/2025)

IAR

North Carolina
(1/14/2025)

IAR

Texas
(1/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/28/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 6/21/1980

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/23/1984

General Securities Principal Examination

Current Firm

BASTION FIDUCIARY

BASTION FIDUCIARY | BASTION FIDUCIARY, LLC

CRD#: 333420 / SEC#: 801-131510

RIA

Registered Investment Advisory firm - (11/26/2024 Approved)

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Contact information

Main Address

Islamorada, FL

Mailing Address

Po Box 1133, Islamorada, FL 33036

Phone number

(786) 706-6651

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BASTION FIDUCIARY FORM ADV PART 2 (9/18/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lauretta A. Reeves

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauretta Ann Reeves's CRS (Customer Relationship Summary).

Certified licenses

Experience

ISLAMORADA INVESTMENT MANAGEMENT, LLP

FIRST EQUITY CORPORATION OF FLORIDA

TROSTER SINGER CORPORATION

FIRST EQUITY CORPORATION OF FLORIDA

M. S. WIEN & CO., INC.

Primary Firm SEC Registration

BASTION FIDUCIARY

State Registrations and Notice Filings

Exams

Series 65

Date: 4/28/1994

Series 7

Date: 6/21/1980

Series 24

Date: 8/23/1984

Current Firm

BASTION FIDUCIARY

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BASTION FIDUCIARY

TRUST BUT VERIFY

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