JH
John A. Heald
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CRD#: 711383
JH
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Ayers Heald, who also goes by John A Heald, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1980. John had worked at 6 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
John A Heald
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/29/2017 - Midland - Investment Related - At Reported Business Location(s) - Insurance Agency - INSURANCE AGENT - 1 Hours Per Month During Securities Trading - Fixed indexed annuities, Indexed universal life, single fixed, SPIA.
2. 11/29/2017 - HEALD FINANCIAL ADVISORS LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/14/2009 - 100 Hours Per Month/40 Hours During Securities Trading.
3. 7/5/2018 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 06/25/2018 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 06/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
June 29, 2018 - December 15, 2023
STRATOS WEALTH PARTNERS, LTD
RIA
CRD#: 153184
Marlton, NJ
Past
November 29, 2017 - December 20, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
MARLTON, NJ
Past
November 29, 2017 - December 20, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
MARLTON, NJ
Past
October 1, 2007 - December 6, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
MARLTON, NJ
Past
October 1, 2007 - November 29, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
MARLTON, NJ
Past
June 19, 2003 - October 2, 2007
CINCINNATI ANALYSTS, INC.
RIA
CRD#: 5478
MEDFORD, NJ
Past
June 16, 2003 - October 2, 2007
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
MEDFORD, NJ
Past
December 1, 1987 - June 16, 2003
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
July 8, 1980 - December 19, 1987
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STRATOS WEALTH PARTNERS, LTD
ACORN INVESTMENT STRATEGIES | STALL INVESTMENT SERVICES | SHEERBROOK WEALTH MANAGEMENT | SERIE WEALTH ADVISORY, LLC | SEACOAST WEALTH MANAGEMENT | SCHRAMM FINANCIAL GROUP | RUBIN FINANCIAL ADVISORS | ROOTED ADVISORY GROUP | ROBSON PLANNING GROUP | ROBERT VEASEY FINANCIAL ASSOCIATES | RITTEL & MAHONEY WEALTH MANAGEMENT | RILEY/ECHOLS WEALTH MANAGEMENT | RETIREMENT WEALTH PARTNERS | RETIREMENT WEALTH INSTITUTE | RETIREMENT INCOME ANALYSTS, LLC | PLAN YOUR FUTURE RETIREMENT | PLAN FOR YOUR TOMORROW INC | PETTINELLI FINANCIAL PARTNERS | PEARL PRIVATE WEALTH | PATTI WEALTH MANAGEMENT | PARKVIEW PARTNERS CAPITAL MANAGEMENT | OUTCOME PRIVATE WEALTH | OPES WEALTH PARTNERS | OLYMPUS WEALTH PARTNERS, INC. | OLYMPUS INVESTMENT GROUP | OLYMPIA WEALTH & LIFE MANAGEMENT | OLD MOUNTAIN GROUP | OLD FORT WEALTH MANAGEMENT | NORTHSTAR WEALTH PARTNERS | NORTH VALLEY INVESTMENT PARTNERS | NORTH STAR STRATEGIC WEALTH PARTNERS | NEXTIER WEALTH MANAGEMENT | NAPOLI WEALTH MANAGEMENT | MY HARMONY WEALTH ADVISORS | MY HARMONY WEALTH | MVEST LLC | MOSAIC WEALTH PARTNERS | MITCHELL MONEY MANAGEMENT, LLC | MILLER PRIVATE WEALTH MANAGEMENT LLC | MILESTONE WEALTH STRATEGIES | MENEFEE FINANCIAL SERVICES | MAYEUX WEALTH PARTNERS | MARQUIS WEALTH GROUP | MARQUIS INVESTORS | MARGHERET AND ASSOCIATES | M&M WEALTH ADVISORY | LIGHT STRATEGIC ADVISORS LLC | LEGACY RETIREMENT PLANNING, INC | LANDOWNER STRATEGIES | LAKEPOINTE ADVISORS, LLC | LAKEPOINTE ADVISORS LLC | KITTY HAWK WEALTH MANAGEMENT | KEYSTONE WEALTH MANAGEMENT | JORDHEIM - AMBROSE WEALTH MANAGEMENT | JON LAROCHE LLC, INVESTMENT SERVICES | JERVIS FINANCIAL GROUP | J.M. FRANKLIN & COMPANY, LLC | J ROMERO WEALTH ADVISORS | INNOVATIVE WEALTH PARTNERS | IBIS CAPITAL | HUDSON WEALTH MANGEMENT | HORIZON WEALTH PARTNERS, LLC | HOLISTIC WEALTH ADVISORS | HIBERNIA WEALTH MANAGEMENT | HEWES-GAINEY WEALTH MANAGEMENT GROUP | HERITAGE FINANCIAL PARTNERS LLC | HEALD FINANCIAL ADVISORS LLC | HARRIS WEALTH MANAGEMENT | HARBOR WEALTH ADVISORS | GUARDTOWER FINANCIAL SERVICES | G&G WEALTH | G AND G WEALTH | FUNDAMENTUM | FREITAS WEALTH MANAGEMENT GROUP | FREDERICK + WELLS ADVISORS | FITZ WEALTH MANAGEMENT | FIRST WEALTH FINANCIAL GROUP LLP | FIRST NATIONAL WEALTH MANAGEMENT | FIRST GENESIS OF VIRGINIA | FIRST AMERICAN FINANCIAL LTD | FINANCIAL WELLNESS PARTNERS, LLC | FINANCIAL DESIGN AGENCY OF OHIO, INC | EXECUTIVE BENEFITS SOLUTIONS | EVERVEST FINANCIAL | EVERGREEN WEALTH | EMVISION CAPTIAL ADVISORS | ELLSWORTH PRIVATE WEALTH MANAGEMENT | ELLSWORTH CAPITAL | ELEVATE WEALTH MANAGEMENT | EL CAMINO WEALTH MANAGEMENT | DIVORCE 20/20 | DELUCA FINANCIAL STRATEGIES | DAVID WEALTH MANAGEMENT GROUP | DANIELS INVESTMENTS | DALTON INVESTMENT AND RETIREMENT SERVICES | CREDO FINANCIAL ADVISORS | COY-KAMPH FINANCIAL GROUP | CORTLAND PRIVATE WEALTH MANAGEMENT | CORNERSTONE FINANCIAL ASSOCIATES | CONVERGENCE WEALTH MANAGEMENT & CONSULTING | CONNECTICUT CASUALTY WEALTH PARTNERS | CONEXT WEALTH PARTNERS | COLUMBIA FINANCIAL INC | CLIENT CENTRIC FINANCIAL ADVISORS LLC | CLEARLIFE WEALTH MANAGEMENT | CLEAR GOAL FINANCIAL | CLARITY WEALTH RESOURCES | CLARICITY WEALTH & PLANNING | CERTUS WEALTH ADVISORS | CB CAPITAL INVESTMENT GROUP | CAVU FINANCIAL LLC | CARDINAL CAPITAL MANAGEMENT LLC | CAPTURE WEALTH MANAGEMENT | CALIGIURI FINANCIAL | BWMG, INC | BWM FINANCIAL | BUTSON FINANCIAL ADVISORS, LLC DIVISION | BRIGHT WORKS WEALTH MANAGEMENT | BRIDGEWATER WEALTH | BRIDGEVIEW WEALTH | BRACKENS FINANCIAL SOLUTIONS NETWORK LLC | BOYD WEALTH MANAGEMENT | BOTSFORD FINANCIAL GROUP | BOREMAN-COOK FINANCIAL SERVICES | BOREMAN, NORTON, COOK WEALTH PARTNERS | BELVEDERE WEALTH PARTNERS | BEAM CAPITAL PARTNERS | BASDAKIS WEALTH MANAGEMENT GROUP | BARTON SPECTOR WEALTH STRATEGIES | BALANCE WEALTH ADVISORS | AVL WEALTHCARE | AVL FINANCIAL | ASPEN MANAGEMENT GROUP, LTD | ASPEN MANAGEMENT GROUP | ARTEMIS WEALTH PARTNERS | APPLE CREEK INVESTMENT SERVICES | ANGELIS WEALTH GROUP | ANDREW JADE FINANCIAL | ANDERSON WEALTH MANAGEMENT | ANDERSON FINANCIAL MANAGEMENT GROUP | AMY BYARS FINANCIAL, LLC | ADVANTAGE WEALTH PARTNERS | ADAPTIVE FINANCIAL CONSULTING | ADAMS WEALTH ADVISORS...
CRD#: 153184 / SEC#: 801-71457
RIA
Registered Investment Advisory firm - (6/4/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 6/30/1980
Registered Representative ExaminationPrincipal/Supervisory Exam
Current Firm
STRATOS WEALTH PARTNERS, LTD
ACORN INVESTMENT STRATEGIES | STALL INVESTMENT SERVICES | SHEERBROOK WEALTH MANAGEMENT | SERIE WEALTH ADVISORY, LLC | SEACOAST WEALTH MANAGEMENT | SCHRAMM FINANCIAL GROUP | RUBIN FINANCIAL ADVISORS | ROOTED ADVISORY GROUP | ROBSON PLANNING GROUP | ROBERT VEASEY FINANCIAL ASSOCIATES | RITTEL & MAHONEY WEALTH MANAGEMENT | RILEY/ECHOLS WEALTH MANAGEMENT | RETIREMENT WEALTH PARTNERS | RETIREMENT WEALTH INSTITUTE | RETIREMENT INCOME ANALYSTS, LLC | PLAN YOUR FUTURE RETIREMENT | PLAN FOR YOUR TOMORROW INC | PETTINELLI FINANCIAL PARTNERS | PEARL PRIVATE WEALTH | PATTI WEALTH MANAGEMENT | PARKVIEW PARTNERS CAPITAL MANAGEMENT | OUTCOME PRIVATE WEALTH | OPES WEALTH PARTNERS | OLYMPUS WEALTH PARTNERS, INC. | OLYMPUS INVESTMENT GROUP | OLYMPIA WEALTH & LIFE MANAGEMENT | OLD MOUNTAIN GROUP | OLD FORT WEALTH MANAGEMENT | NORTHSTAR WEALTH PARTNERS | NORTH VALLEY INVESTMENT PARTNERS | NORTH STAR STRATEGIC WEALTH PARTNERS | NEXTIER WEALTH MANAGEMENT | NAPOLI WEALTH MANAGEMENT | MY HARMONY WEALTH ADVISORS | MY HARMONY WEALTH | MVEST LLC | MOSAIC WEALTH PARTNERS | MITCHELL MONEY MANAGEMENT, LLC | MILLER PRIVATE WEALTH MANAGEMENT LLC | MILESTONE WEALTH STRATEGIES | MENEFEE FINANCIAL SERVICES | MAYEUX WEALTH PARTNERS | MARQUIS WEALTH GROUP | MARQUIS INVESTORS | MARGHERET AND ASSOCIATES | M&M WEALTH ADVISORY | LIGHT STRATEGIC ADVISORS LLC | LEGACY RETIREMENT PLANNING, INC | LANDOWNER STRATEGIES | LAKEPOINTE ADVISORS, LLC | LAKEPOINTE ADVISORS LLC | KITTY HAWK WEALTH MANAGEMENT | KEYSTONE WEALTH MANAGEMENT | JORDHEIM - AMBROSE WEALTH MANAGEMENT | JON LAROCHE LLC, INVESTMENT SERVICES | JERVIS FINANCIAL GROUP | J.M. FRANKLIN & COMPANY, LLC | J ROMERO WEALTH ADVISORS | INNOVATIVE WEALTH PARTNERS | IBIS CAPITAL | HUDSON WEALTH MANGEMENT | HORIZON WEALTH PARTNERS, LLC | HOLISTIC WEALTH ADVISORS | HIBERNIA WEALTH MANAGEMENT | HEWES-GAINEY WEALTH MANAGEMENT GROUP | HERITAGE FINANCIAL PARTNERS LLC | HEALD FINANCIAL ADVISORS LLC | HARRIS WEALTH MANAGEMENT | HARBOR WEALTH ADVISORS | GUARDTOWER FINANCIAL SERVICES | G&G WEALTH | G AND G WEALTH | FUNDAMENTUM | FREITAS WEALTH MANAGEMENT GROUP | FREDERICK + WELLS ADVISORS | FITZ WEALTH MANAGEMENT | FIRST WEALTH FINANCIAL GROUP LLP | FIRST NATIONAL WEALTH MANAGEMENT | FIRST GENESIS OF VIRGINIA | FIRST AMERICAN FINANCIAL LTD | FINANCIAL WELLNESS PARTNERS, LLC | FINANCIAL DESIGN AGENCY OF OHIO, INC | EXECUTIVE BENEFITS SOLUTIONS | EVERVEST FINANCIAL | EVERGREEN WEALTH | EMVISION CAPTIAL ADVISORS | ELLSWORTH PRIVATE WEALTH MANAGEMENT | ELLSWORTH CAPITAL | ELEVATE WEALTH MANAGEMENT | EL CAMINO WEALTH MANAGEMENT | DIVORCE 20/20 | DELUCA FINANCIAL STRATEGIES | DAVID WEALTH MANAGEMENT GROUP | DANIELS INVESTMENTS | DALTON INVESTMENT AND RETIREMENT SERVICES | CREDO FINANCIAL ADVISORS | COY-KAMPH FINANCIAL GROUP | CORTLAND PRIVATE WEALTH MANAGEMENT | CORNERSTONE FINANCIAL ASSOCIATES | CONVERGENCE WEALTH MANAGEMENT & CONSULTING | CONNECTICUT CASUALTY WEALTH PARTNERS | CONEXT WEALTH PARTNERS | COLUMBIA FINANCIAL INC | CLIENT CENTRIC FINANCIAL ADVISORS LLC | CLEARLIFE WEALTH MANAGEMENT | CLEAR GOAL FINANCIAL | CLARITY WEALTH RESOURCES | CLARICITY WEALTH & PLANNING | CERTUS WEALTH ADVISORS | CB CAPITAL INVESTMENT GROUP | CAVU FINANCIAL LLC | CARDINAL CAPITAL MANAGEMENT LLC | CAPTURE WEALTH MANAGEMENT | CALIGIURI FINANCIAL | BWMG, INC | BWM FINANCIAL | BUTSON FINANCIAL ADVISORS, LLC DIVISION | BRIGHT WORKS WEALTH MANAGEMENT | BRIDGEWATER WEALTH | BRIDGEVIEW WEALTH | BRACKENS FINANCIAL SOLUTIONS NETWORK LLC | BOYD WEALTH MANAGEMENT | BOTSFORD FINANCIAL GROUP | BOREMAN-COOK FINANCIAL SERVICES | BOREMAN, NORTON, COOK WEALTH PARTNERS | BELVEDERE WEALTH PARTNERS | BEAM CAPITAL PARTNERS | BASDAKIS WEALTH MANAGEMENT GROUP | BARTON SPECTOR WEALTH STRATEGIES | BALANCE WEALTH ADVISORS | AVL WEALTHCARE | AVL FINANCIAL | ASPEN MANAGEMENT GROUP, LTD | ASPEN MANAGEMENT GROUP | ARTEMIS WEALTH PARTNERS | APPLE CREEK INVESTMENT SERVICES | ANGELIS WEALTH GROUP | ANDREW JADE FINANCIAL | ANDERSON WEALTH MANAGEMENT | ANDERSON FINANCIAL MANAGEMENT GROUP | AMY BYARS FINANCIAL, LLC | ADVANTAGE WEALTH PARTNERS | ADAPTIVE FINANCIAL CONSULTING | ADAMS WEALTH ADVISORS...
CRD#: 153184 / SEC#: 801-71457
RIA
Registered Investment Advisory firm - (6/4/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3750 Park East Dr Ste 200, Beachwood, OH 44122
Mailing Address
Phone number
(440) 519-2500
Established
Firm type
Fiscal year end
# of Employees
555
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 39,538 |
| AUM (Assets Under Management) | $ 14,471,243,743 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
