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Stephen Gregory Calandrella

CRD# 711372·Registered 1980 - 1985
Barred: Stephen Gregory Calandrella was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Stephen Gregory Calandrella was a registered financial advisor. Stephen was a previously registered financial professional and started their career in finance 1980 - 1985. Stephen had worked at 6 firms and has passed the Series 63, Series 7 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

TRI-SECURITIES, INC.·CRD# 15292
BD
January 18, 1985 - July 24, 1985
STATE STREET SECURITIES, INC.·CRD# 15105
BD
September 6, 1984 - December 5, 1984
GENERAL AMERICAN SECURITIES, INC.·CRD# 10668
BD
June 11, 1984 - July 10, 1984
AMERICAN FRONTEER FINANCIAL CORPORATION·CRD# 1398
BD
April 1, 1982 - October 6, 1982
MORRIS BRIDGER SECURITIES, INC·CRD# 10025
BD
September 1, 1981 - April 12, 1982
WALL STREET WEST, INC.·CRD# 7529
BD
July 1, 1980 - August 19, 1981

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Current Firm

TI
TRI-SECURITIES, INC.

FREDERICK, HUR & ASSOCIATES, INC. | TRI-SECURITIES, INC.

CRD#: 15292 / SEC#: 8-31976
BD
Terminated by FINRA on 06/25/1987

Contact Information

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1980About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jul 1981About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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