Michael L. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Linn Brown was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1980. Michael had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 1992 - June 27, 2012
PLEXUS FINANCIAL GROUP, INC.
February 27, 1991 - December 17, 1991
EMPIRE SECURITIES CORPORATION
March 13, 1989 - September 6, 1990
AFS CAPITAL MARKETS GROUP
December 4, 1981 - November 7, 1988
JMC SECURITIES, INC.
November 6, 1980 - November 5, 1981
COMBINED EQUITY SECURITIES, INC.
July 1, 1980 - October 18, 1980
ENTERPRISE FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PLEXUS FINANCIAL GROUP, INC.
CRD#: 111641 / SEC#: 801-64492
Contact information
Red Flags
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