Michael S. Vitton
Professional summary
Michael Stephen Vitton, who also goes by Michael S VItton, is a registered financial professional currently at INTE SECURITIES LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1980. Michael has worked at 7 firms and has passed the Series 63, SIE, Series 79, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Stephen Vitton's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2016 - Present
INTE SECURITIES LLC
Office #1: 42 Broadway, Suite 12-128, New York, NY 10004August 29, 2011 - March 18, 2016
CANACCORD GENUITY LLC
November 1, 2003 - September 2, 2009
BMO CAPITAL MARKETS CORP.
June 1, 1995 - November 1, 2003
HARRIS NESBITT CORP.
March 18, 1985 - June 1, 1995
BURNS FRY INC
March 11, 1982 - June 1, 1984
S.G. WARBURG & CO. INC.
July 1, 1980 - February 24, 1982
T.E. SLANKER COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2016)
(4/21/2016)
(4/21/2016)
(4/21/2016)
(1/14/2020)
(4/21/2016)
(4/21/2016)
(9/20/2016)
(4/21/2016)
(4/21/2016)
(4/21/2016)
(4/21/2016)
Exams
FINRA
Current Firm
INTE SECURITIES LLC
CRD#: 47107 / SEC#: , 8-51667
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
