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WC

William D. Crowley

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CRD#: 711346
WC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William David Crowley JR, who also goes by Bill Crowley Jr, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1980. William had worked at 8 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bill Crowley Jr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 2, 2013 - January 25, 2017

G. T. MURRAY GROUP, INC.

RIA
CRD#: 164884
GREAT FALLS, MT
Past

July 21, 2000 - November 30, 2011

G.T. MURRAY GROUP, INC.

RIA
CRD#: 114088
BOZEMAN, MT
Past

September 15, 1994 - April 11, 1996

INTERNATIONAL SECURITIES GROUP, INC.

BD
CRD#: 22513
SAN DIEGO, CA
Past

August 31, 1990 - December 31, 1993

MURRAY WILT BANTIT, INC.

BD
CRD#: 18873
Past

January 22, 1990 - August 30, 1990

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

January 10, 1989 - September 18, 1990

NATIONWIDE INVESTMENT SERVICES CORPORATION

BD
CRD#: 7110
COLUMBUS, OH
Past

December 2, 1988 - December 31, 1989

INDEPENDENT FINANCIAL SECURITIES, INC.

BD
CRD#: 19924
Past

July 1, 1980 - November 29, 1988

G. T. MURRAY & CO.

BD
CRD#: 7446

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 4/2/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


GT
G. T. MURRAY GROUP, INC.
G. T. MURRAY GROUP, INC. | MURRAY, BRENT S. | GT MURRAY GROUP INC. | G.T.MURRAY GROUP INC.

CRD#: 164884 / SEC#:

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Contact information


Main Address
Great Falls, MT
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Exempt reporting advisers


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
MontanaERA - Withdrawn9/4/2012

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


G. T. MURRAY GROUP, INC.

CRD#: 164884

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