Max A. Vordenbaum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Max August Vordenbaum, who also goes by August Vordenbaum, was a registered financial professional .
Max is a previously registered financial professional and started their career in finance in 2019. Max had worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2024 - December 17, 2024
OAKWOOD CAPITAL SECURITIES, INC.
January 3, 2020 - January 16, 2024
PURSHE KAPLAN STERLING INVESTMENTS
July 15, 2019 - December 10, 2019
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 7/15/2019
General Securities Representative ExaminationCurrent Firm
OAKWOOD CAPITAL SECURITIES, INC.
CRD#: 21000 / SEC#: , 8-38631
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Bond | 1 |
Red Flags
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