Henry F. Tegler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Francis Tegler JR, who also goes by Mike Tegler, was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1980. Henry had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 1987 - June 3, 1997
WORLD INVEST CORPORATION
May 4, 1987 - July 1, 1987
ALPINE BROKER SERVICES CORP.
December 16, 1985 - April 7, 1987
FLAGLER SECURITIES, INC.
July 8, 1983 - November 25, 1985
LOWRY FINANCIAL SERVICES CORPORATION
December 22, 1982 - July 1, 1983
AMERICAN COMMERCIAL SECURITIES CORPORATION
August 2, 1982 - September 24, 1982
WEH FINANCIAL, INC.
July 3, 1980 - August 10, 1982
AMERICAN BIRTHRIGHT TRUST MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/27/1980
Registered Representative ExaminationCurrent Firm
WORLD INVEST CORPORATION
CRD#: 17223 / SEC#: , 8-35106
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
