Dean H. Schennum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dean Harold Schennum, who also goes by Dean H Schennum, was a registered financial professional .
Dean is a previously registered financial professional and started their career in finance in 1980. Dean had worked at 4 firms and has passed the Series 65, Series 63, Series 1 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2007 - November 18, 2024
PARKER FINANCIAL LLC
May 30, 1990 - November 5, 1991
ASKAR CORP.
May 26, 1981 - June 28, 1988
DIMENSION SECURITIES, LTD.
July 1, 1980 - July 7, 1981
CAPP AND SMITH, INC.
Primary Firm SEC Registration
PARKER FINANCIAL LLC
CRD#: 144293 / SEC#: 801-121333
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/27/1980
Registered Representative ExaminationCurrent Firm
PARKER FINANCIAL LLC
CRD#: 144293 / SEC#: 801-121333
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 301 |
| AUM (Assets Under Management) | $ 217,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
