David A. Hayden
Professional summary
David Alan Hayden was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
David is a previously registered financial professional and started their career in finance in 1980. Prior to being barred, David had worked at 7 firms, which includes NELSONREID INC., FOUR POINTS CAPITAL PARTNERS LLC, AEGON USA SECURITIES INC., CUNA BROKERAGE SERVICES INC., HAYDEN & ASSOCIATES, MULLER AND COMPANY INC., CRALIN & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2004 - August 12, 2011
NELSONREID, INC.
January 21, 1998 - November 5, 2007
FOUR POINTS CAPITAL PARTNERS LLC
November 10, 1995 - February 25, 1998
AEGON USA SECURITIES INC.
June 17, 1993 - September 21, 1995
CUNA BROKERAGE SERVICES, INC.
February 28, 1984 - August 19, 1992
HAYDEN & ASSOCIATES
November 19, 1982 - August 19, 1987
MULLER AND COMPANY, INC.
July 1, 1980 - August 25, 1981
CRALIN & CO., INC.
State Registrations and Notice Filings
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Exams
Series 62
Date: 10/23/1996
Corporate Securities Limited Representative ExaminationSeries 1
Date: 6/27/1980
Registered Representative ExaminationCurrent Firm
NELSONREID, INC.
CRD#: 45503 / SEC#: , 8-51060
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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