Scott L. Olson
Professional summary
Scott Lawrence Olson is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Melbourne, Florida and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Scott has worked at 20 firms and has passed the Series 65, Series 63, Series 22TO, Series 6TO, SIE, Series 7, Series 1, Series 26 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott Lawrence Olson's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 14, 2021 - Present
IP FINANCIAL ADVISORY SERVICES LLC
July 13, 2021 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210August 15, 2017 - April 30, 2021
INDEPENDENT FINANCIAL GROUP, LLC
August 11, 2017 - April 30, 2021
INDEPENDENT FINANCIAL GROUP, LLC
March 9, 2016 - August 11, 2017
FINANCIAL WEST GROUP
October 10, 2014 - August 11, 2017
FINANCIAL WEST GROUP
June 11, 2013 - October 13, 2014
SB ADVISORY, LLC
May 13, 2013 - October 13, 2014
IFS SECURITIES
January 11, 2011 - December 31, 2023
ATLANTIC FINANCIAL ADVISORS, LLC
September 17, 2010 - April 17, 2013
MERRIMAC CORPORATE SECURITIES, INC.
April 5, 2010 - April 17, 2013
MERRIMAC CORPORATE SECURITIES, INC.
December 3, 2007 - November 25, 2009
WORLD EQUITY GROUP, INC.
November 19, 2007 - November 25, 2009
WORLD EQUITY GROUP, INC.
November 26, 2001 - November 15, 2007
MUTUAL SERVICE CORPORATION
November 21, 2001 - November 15, 2007
MUTUAL SERVICE CORPORATION
March 23, 2001 - October 1, 2001
EISNER SECURITIES, INC.
February 23, 2001 - March 26, 2001
SUNAMERICA SECURITIES, INC.
January 5, 2000 - February 22, 2001
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 19, 1994 - December 31, 1999
SECURITIES SERVICE NETWORK, LLC
April 2, 1992 - October 7, 1994
SECURITIES AMERICA, INC.
January 29, 1991 - April 3, 1992
SECURIAN FINANCIAL SERVICES, INC.
September 21, 1988 - April 3, 1992
CRI SECURITIES, LLC
January 29, 1986 - September 21, 1988
CONSOLIDATED RESOURCES, INC.
October 20, 1980 - February 6, 1986
EQUITABLE ADVISORS, LLC
July 1, 1980 - February 4, 1986
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/14/2021)
(7/14/2021)
(12/8/2022)
(1/17/2023)
(7/16/2021)
(5/3/2024)
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 6/26/1980
Registered Representative ExaminationFINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
