CS
Carson Stoltz
CONCORDE ASSET MANAGEMENT
Scottsdale, AZ 85258
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CRD#: 7112535
CS
Professional summary
Carson Stoltz is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in Scottsdale, Arizona and CONCORDE INVESTMENT SERVICES, LLC located in Scottsdale, Arizona.
Carson is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Carson has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Clear Direction Investments, Investment related, DBA for securities related activities. Start date: August 2019. Scottsdale, AZ. Position: Registered Representative and Operations Manager. Full time 2) Concorde Asset Management, Investment related. Start date: October 2022. Scottsdale, AZ, Investment Advisor Representative. Full time. 3) Legal Shield & ID Shield, Non Investment related. 14617 N 45th Place Phoenix, AZ 85032, Legal and identity insurance, Referral Representiative, refer business to my superior, Start date 05/11/2017. 1-5 hours/month during non business hours, 1-5 hours/month during business hours. 4) Stoltz Financial Partners LLC , Investment related, Start date November 2022, Scottsdale AZ, Life Insurance-term whole UL, etc, Agent, 1-5 hours during non trading hours, 1-5 hour monthly during trading hours. 5) JSCW Trust, Non investment related, AZ, Tertiary successor trustee for client who is also family member. Start Date 04/17/2023 1-5 hours/month during non trading hours, 1-5 hours/month during trading hours. 6) DoorDash, Non-investment related, San Francisco, CA, start date 1/31/2025, Position: driver, delivering food. >40 hours/month during non-trading hours, 1-5 hours/month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Carson Stoltz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 2, 2022 - Present
CONCORDE ASSET MANAGEMENT, LLC
Office #1: 8390 E. Via De Ventura, Ste F-205, Scottsdale, AZ 85258RIA
CRD#: 140367
Scottsdale, AZ
Current
August 10, 2022 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 8390 E. Via De Ventura Suite F205, Scottsdale, AZ 85258BD
CRD#: 151604
Scottsdale, AZ
Past
August 13, 2021 - December 8, 2021
CONCORDE INVESTMENT SERVICES, LLC
BD
CRD#: 151604
Scottsdale, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/18/2022)
IAR
Arizona(11/2/2022)
IAR
Idaho(1/25/2023)
RR
Idaho(11/2/2023)
IAR
Illinois(1/22/2025)
IAR
New York(10/27/2025)
IAR
North Carolina(2/22/2024)
IAR
Ohio(8/22/2025)
IAR
Oregon(2/6/2025)
IAR
Rhode Island(1/21/2025)
RR
Wisconsin(7/24/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/13/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
