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SK

Sam Kuklinski

TRANSCEND ADVISOR GROUP
MILWAUKEE, WI 53202
Some features on this profile are disabled
CRD#: 7112220
SK
Sam KuklinskiTRANSCEND ADVISOR GROUP

Professional summary

Sam Kuklinski is a registered financial advisor currently at TRANSCEND ADVISOR GROUP, LLC located in Milwaukee, Wisconsin.

Sam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Sam has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sam Kuklinski's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 12, 2026 - Present

TRANSCEND ADVISOR GROUP, LLC

Office #1: 311 E Chicago Street Suite 210, Milwaukee, WI 53202
RIA
CRD#: 311746
MILWAUKEE, WI
Past

February 16, 2021 - December 16, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Brookfield, WI
Past

December 3, 2020 - December 16, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Brookfield, WI
Past

September 28, 2020 - November 17, 2020

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Wauwatosa, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRANSCEND ADVISOR GROUP, LLC
TRANSCEND ADVISOR GROUP, LLC

CRD#: 311746 / SEC#: 801-120108

RIA
Registered Investment Advisory firm - (3/2/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Wisconsin
(7/12/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/18/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/28/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/28/2020
Securities Industry Essentials Examination

Current Firm

TA
TRANSCEND ADVISOR GROUP, LLC
TRANSCEND ADVISOR GROUP, LLC

CRD#: 311746 / SEC#: 801-120108

RIA
Registered Investment Advisory firm - (3/2/2021 Approved)
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Contact information

Main Address
311 E Chicago Street Suite 210, Milwaukee, WI 53202
Mailing Address
1500 Main Street, Union Grove, WI 53182
Phone number
(262) 884-9983
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2A BROCHURE TRANSCEND 8.25 (8/19/2025)
2B BROCHURE EICHNER 8.25 (8/19/2025)
2B BROCHURE CLAUSSEN 9.24 (3/14/2025)
2B BROCHURE RAUSCH 10.23V1 (3/14/2025)
2B BROCHURE JAMIESON 03.23 (3/14/2025)
2B BROCHURE OBRIEN 4.24 (3/14/2025)

Regulatory assets under management

Total Number of Accounts764
AUM (Assets Under Management)$ 206,601,562

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRANSCEND ADVISOR GROUP, LLC

CRD#: 311746Milwaukee, WI 53202

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