Thomas A. Jensen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas A Jensen, who also goes by Thomas Jensen, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2019. Thomas had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2023 - June 27, 2023
F/M DISTRIBUTORS, LLC
March 29, 2022 - June 5, 2023
FORESIDE FINANCIAL SERVICES, LLC
August 31, 2020 - February 10, 2022
BLACKROCK INVESTMENT MANAGEMENT, LLC
February 25, 2020 - February 10, 2022
BLACKROCK INVESTMENTS, LLC
May 3, 2019 - March 4, 2020
NATIXIS DISTRIBUTION, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 7/17/2019
General Securities Representative ExaminationSeries 6TO
Date: 5/3/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
F/M DISTRIBUTORS, LLC
CRD#: 324026 / SEC#: , 8-71023
Contact information
Documents
Red Flags
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