DG
Daniel M. Gesin
WORTH FINANCIAL GROUP
Dallas, TX 75248
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CRD#: 7111592
DG
Professional summary
Daniel Martin Gesin, who also goes by Dan Gesin, Danny Gesin, is a registered financial advisor currently at WORTH FINANCIAL GROUP INC. located in Dallas, Texas.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Daniel has worked at 1 firm and has passed the Series 66, Series 99TO, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan Gesin | Danny Gesin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Amazon, non-investment related; facilities mgmt, started: 12/26/2021; 40hours/week - 19 during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Martin Gesin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Daniel Martin Gesin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 18, 2021 - Present
WORTH FINANCIAL GROUP INC.
Office #1: 16660 Dallas Parkway Suite 2200, Dallas, TX 75248RIA
BD
CRD#: 13478
Dallas, TX
Current
January 25, 2021 - Present
WORTH FINANCIAL GROUP INC.
Office #1: 16660 Dallas Parkway Suite 2200, Dallas, TX 75248RIA
BD
CRD#: 13478
Dallas, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(3/18/2021)
IAR
Texas(3/18/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 1/23/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WF
WORTH FINANCIAL GROUP INC.
ACCREDITED INVESTORS CO. | WORTH FINANCIAL GROUP INC. | PROMARK SECURITIES, INC. | JOHN DUELL GLASS III | BRADFORD/GLASS & CO. | BRADFORD-GLASS INVESTMENT CORPORATION
CRD#: 13478 / SEC#: , 8-29827
California
Registered Investment Advisory firm - SEC (12/19/2020 Terminated)Colorado
Registered Investment Advisory firm - SEC (8/15/2023 Approved)Florida
Registered Investment Advisory firm - SEC (3/11/2010 Approved)New Mexico
Registered Investment Advisory firm - SEC (10/16/2025 Approved)New York
Registered Investment Advisory firm - SEC (8/17/2007 Cancelled)Texas
Registered Investment Advisory firm - SEC (7/9/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
16660 Dallas Parkway Suite 2200, Dallas, TX 75248-2612
Mailing Address
16660 Dallas Parkway Suite 2200, Dallas, TX 75248
Phone number
(469) 916-4287
Established
Texas since 05/24/1983
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
11
FINRA licenses (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 2,539,237 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WORTH FINANCIAL GROUP INC.
CRD#: 13478Dallas, TX 75248TRUST BUT VERIFY
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