Eric J. Thomson

ZARATHUSTRA WEALTH MANAGEMENT

Providence, RI 02909

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CRD#: 7111457

Professional summary

Eric James Thomson, who also goes by Eric Thomson, is a registered financial advisor currently at ZARATHUSTRA WEALTH MANAGEMENT located in Providence, Rhode Island.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Eric has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric Thomson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric James Thomson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 24, 2024 - Present

ZARATHUSTRA WEALTH MANAGEMENT

Office #1: 166 Valley Street, Building 6m Suite 103, Providence, RI 02909

RIA

CRD#: 330510

Providence, RI

Past

September 4, 2019 - January 23, 2025

COASTAL FINANCIAL PLANNING, INC.

RIA

CRD#: 117649

LINCOLN, RI

Past

July 15, 2019 - August 19, 2019

EDWARD JONES

RIA

CRD#: 250

N Providence, RI

Past

June 15, 2019 - August 19, 2019

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/11/2024)

IAR

Rhode Island
(4/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/12/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/15/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/21/2019

Securities Industry Essentials Examination

Current Firm

ZARATHUSTRA WEALTH MANAGEMENT

CRD#: 330510 / SEC#:

Massachusetts

Registered Investment Advisory firm - (7/11/2024 Approved)

Rhode Island

Registered Investment Advisory firm - (4/12/2024 Approved)

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Contact information

Main Address

166 Valley Street, Building 6m Suite 103, Providence, RI 02909

Mailing Address

Phone number

(401) 529-7971

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 3,000,000

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
Alabama	ERA - Withdrawn	11/18/2024

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Eric J. Thomson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric James Thomson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZARATHUSTRA WEALTH MANAGEMENT

COASTAL FINANCIAL PLANNING, INC.

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 7/12/2019

Series 7TO

Date: 6/15/2019

SIE

Date: 5/21/2019

Current Firm

ZARATHUSTRA WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

ZARATHUSTRA WEALTH MANAGEMENT

TRUST BUT VERIFY

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