Prasad V. Karcherla

FINALIS INVESTMENT ADVISORY LLC

Warrenville, IL 60555

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CRD#: 7110997

Professional summary

Prasad V Karcherla is a registered financial advisor currently at FINALIS INVESTMENT ADVISORY LLC located in Warrenville, Illinois and FINALIS SECURITIES LLC located in New York, New York.

Prasad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Prasad has worked at 4 firms and has passed the Series 66, Series 79TO, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Nexeon Technology & Business Services LLC: Computer Consulting & Services; 4320 Windfield Rd Suite 200, Warrenville, IL- 60555; CEO; start date = 2006; 10 hours/month. 2) Consult for Biz: Provide small business consulting and franchise consulting services; 4320 Windfield Rd Suite 200, Warrenville, IL- 60555; Managing Partner; start date = 2019; 10 hours/month. 3) Generational Equity: Provide asset sale activities to GE clients; 4320 Windfield Rd Suite 200, Warrenville, IL- 60555; Advisor; start date = 2019; 30-50 hours/month. 4) Nexeon International Corp: Computer Consulting & Services; 4320 Windfield Rd Suite 200, Warrenville, IL- 60555; CEO; start date = 01/1998; 10 hours/month. 5) Prahem Investments LLC: Private family office investment company; 3872 Silver Creek Ct, Naperville, IL-60564; Managing Member; start date = 01/2006; 2-4 hours/month. 6) Karch Business Group: holding company for Nexeon Technology & Business Services LLC; 4320 Windfield Rd Suite 200, Warrenville, IL- 60555; Managing Member; start date = 01/2006; 1-2 hours/month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Prasad V Karcherla's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2022 - Present

FINALIS INVESTMENT ADVISORY LLC

Office #1: 4320 Windfield Rd Suite 200, Warrenville, IL 60555

RIA

CRD#: 318981

Warrenville, IL

Current

November 20, 2020 - Present

FINALIS SECURITIES LLC

Office #1: 228 Park Ave South Suite 85550, New York, NY 10003

CRD#: 305908

New York, NY

Past

August 8, 2019 - November 24, 2020

ARETE WEALTH ADVISORS, LLC

RIA

CRD#: 145488

CHICAGO, IL

Past

May 13, 2019 - November 24, 2020

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

Chicago, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(11/20/2020)

IAR

Illinois
(8/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/29/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 7/5/2019

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7TO

Date: 5/13/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/16/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

FINALIS INVESTMENT ADVISORY LLC

CRD#: 318981 / SEC#:

Illinois

Registered Investment Advisory firm - (3/30/2022 Approved)

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Contact information

Main Address

3520 N Lake Shore Dr Unit 4h, Chicago, IL 60657

Mailing Address

Phone number

(901) 568-8974

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Prasad V. Karcherla

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Prasad V Karcherla's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINALIS INVESTMENT ADVISORY LLC

FINALIS SECURITIES LLC

ARETE WEALTH ADVISORS, LLC

ARETE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/29/2019

Series 79TO

Date: 7/5/2019

Series 7TO

Date: 5/13/2019

SIE

Date: 1/16/2019

FINRA

Current Firm

FINALIS INVESTMENT ADVISORY LLC

Contact information

Documents

Red Flags

Company Information

FINALIS INVESTMENT ADVISORY LLC

TRUST BUT VERIFY

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