Michael R. Delia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael R Delia, who also goes by Michael Raymond Delia, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1980. Michael had worked at 6 firms and has passed the Series 63, Series 6TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2020 - January 4, 2022
VARIABLE INVESTMENT ASSOCIATES, INC.
May 3, 1999 - March 11, 2020
PARK AVENUE SECURITIES LLC
June 22, 1989 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
January 18, 1988 - July 3, 1989
MML INVESTORS SERVICES, LLC
April 18, 1985 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
October 20, 1980 - January 4, 1984
EQUITABLE ADVISORS, LLC
July 1, 1980 - January 4, 1984
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 6/19/1980
Registered Representative ExaminationCurrent Firm
VARIABLE INVESTMENT ASSOCIATES, INC.
CRD#: 44412 / SEC#: , 8-50699
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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