Craig Casazza
Professional summary
Craig Casazza, who also goes by Craig Ryan Casazza, Craig Casazza, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Westlake, Texas.
Craig is registered as a RR (Registered Representative) and started their career in finance in 2019. Craig has worked at 8 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Casazza's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 27, 2026 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: Two Destiny Way, Westlake, TX 76262March 31, 2025 - June 16, 2026
STRATEGIC ADVISERS LLC
December 20, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
December 12, 2023 - June 16, 2026
FIDELITY BROKERAGE SERVICES LLC
April 4, 2023 - July 5, 2023
THRIVENT INVESTMENT MANAGEMENT INC.
March 15, 2023 - July 5, 2023
THRIVENT INVESTMENT MANAGEMENT INC.
September 9, 2022 - March 13, 2023
W&S BROKERAGE SERVICES, INC.
September 1, 2021 - June 30, 2022
NYLIFE SECURITIES LLC
July 9, 2019 - October 3, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/9/2019
General Securities Representative ExaminationFINRA
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
| TESAURO, THOMAS JOHN | PRESIDENT | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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Company Information
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041Westlake, TX 76262TRUST BUT VERIFY
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