Cormack E. Mulshine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cormack Edward Mulshine, who also goes by Cormack Edward Mulshine, was a registered financial professional .
Cormack is a previously registered financial professional and started their career in finance in 2019. Cormack had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2024 - October 9, 2025
FRANKLIN DISTRIBUTORS, LLC
February 17, 2021 - October 15, 2022
BHA SELECT NETWORK, LLC
August 27, 2019 - November 11, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 3, 2019 - November 11, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 7/3/2019
General Securities Representative ExaminationCurrent Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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