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MT

Mark William Taylor

CRD# 711016·Registered 1980 - 2023
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark William Taylor was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 1980 - 2023. Mark had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years registered in the securities industry

Current & Past Employments

Past

TEN CAPITAL WEALTH ADVISORS, LLCPast·CRD# 159802
RIA
Spokane, WA
December 17, 2013 - August 3, 2023
PARTNERS INVESTMENT NETWORK, INC.Past·CRD# 22423
BD
Spokane, WA
June 3, 2002 - May 31, 2013
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
BD
St. Louis, MO
May 13, 1998 - June 20, 2002
PRUDENTIAL EQUITY GROUP, LLCPast·CRD# 7471
BD
New York, NY
December 20, 1985 - May 8, 1998
E. F. HUTTON & COMPANY INCPast·CRD# 235
BD
November 24, 1981 - December 13, 1985
KIDDER, PEABODY & CO. INCORPORATEDPast·CRD# 7613
BD
July 1, 1980 - December 21, 1981

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Current Firm

TC
TEN CAPITAL WEALTH ADVISORS, LLC

TEN CAPITAL INVESTMENT ADVISORS, LLC | TEN CAPITAL WEALTH ADVISORS, LLC

CRD#: 159802 / SEC#: 801-73030

Contact Information

Main Address

835 N. Post Street Suite 102, Spokane, WA 99201

Phone Number

(509) 325-2003

# of Employees

14

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/14/2023)

Regulatory Assets Under Management

Total Number of Accounts

2,351

AUM (Assets Under Management)

$913,068,185

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME AND ADDRESS OF BUSINESS: TAYLOR & SONS INC 337 N HWY 261 RITZVILLE, WA 99169 NATURE OF BUSINESS: FAMILY FARM TITLE OR POSITION: SECRETARY/TREASURER BRIEF DESCRIPTION: I KEEP RECORDS OF MEETINGS WITH MY BROTHERS AND MYSELF TIME DEVOTED: 1 - 2 HOURS PER MONTH TIME DURING SECURITIES HOURS: NO

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2013About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1980About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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