Albert F. Brown
Professional summary
Albert Farwell Brown, who also goes by Andy Brown, is a registered financial professional currently at LANDOLT SECURITIES, INC. located in Lake Bluff, Illinois.
Albert is registered as a RR (Registered Representative) and started their career in finance in 1981. Albert has worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Albert Farwell Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 16, 2011 - Present
LANDOLT SECURITIES, INC.
Office #1: 900 North Shore Drive Suite 279, Lake Bluff, IL 60044July 28, 2008 - May 5, 2009
DOMINARI SECURITIES LLC
January 9, 1998 - May 19, 2008
ROBERT W. BAIRD & CO. INCORPORATED
May 17, 1996 - January 8, 1998
SALOMON BROTHERS INC.
April 13, 1988 - May 9, 1996
THE CHICAGO CORPORATION
June 17, 1987 - January 11, 1988
SBC WARBURG DILLON READ INC.
May 14, 1981 - June 18, 1987
WILLIAM BLAIR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/16/2011)
(3/21/2014)
Exams
Series 55
Date: 6/14/2006
Limited Representative-Equity Trader ExamSeries 8
Date: 11/19/1987
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
LANDOLT SECURITIES, INC.
CRD#: 28352 / SEC#: , 8-43645
Contact information
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 279 |
| AUM (Assets Under Management) | $ 105,626,273 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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