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GM

George R. Morris

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CRD#: 710950
GM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

George Richard Morris, who also goes by G Richard Morris, G. Richard Morris, George Richard Morris, Richard Morris, was a registered financial professional .

George is a previously registered financial professional and started their career in finance in 1980. George had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

G Richard Morris | G. Richard Morris | George Richard Morris | Richard Morris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 4, 2018 - April 19, 2022

CHELSEA FINANCIAL SERVICES

BD
CRD#: 47770
STATEN ISLAND, NY
Past

April 6, 2011 - January 9, 2018

FORESTERS EQUITY SERVICES, INC.

BD
CRD#: 18464
SAN DIEGO, CA
Past

November 1, 2005 - February 4, 2011

FORTUNE FINANCIAL SERVICES, INC.

BD
CRD#: 42150
COLUMBIA CROSS ROADS, PA
Past

April 5, 2002 - November 1, 2005

SUMMIT FINANCIAL GROUP INC

RIA
CRD#: 109485
SAYRE, PA
Past

December 3, 1996 - November 1, 2005

SUMMIT BROKERAGE SERVICES, INC.

BD
CRD#: 34643
SAYRE, PA
Past

May 26, 1992 - November 13, 1996

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

November 3, 1987 - January 10, 1992

LEGG MASON WOOD WALKER, INCORPORATED

BD
CRD#: 6555
Past

October 30, 1987 - November 4, 1987

LEGG MASON MASTEN INC.

BD
CRD#: 2
Past

May 21, 1985 - January 10, 1992

LEGG MASON WOOD WALKER, INCORPORATED

BD
CRD#: 6555
BALTIMORE, MD
Past

July 1, 1980 - May 21, 1985

COLLINGS LEGG MASON, INC.

BD
CRD#: 4001

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 7/28/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/30/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/21/1980
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/30/1999
General Securities Principal Examination

Current Firm

CF
CHELSEA FINANCIAL SERVICES
CHELSEA FINANCIAL SERVICES | DBA CHELSEA FINANCIAL SERVICES | CHELSEA MORGAN SECURITIES, INC.

CRD#: 47770 / SEC#: , 8-51916

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
242 Main Street, Staten Island, NY 10307
Mailing Address
242 Main Street, Staten Island, NY 10307
Phone number
(718) 967-8400
Established
New York since 05/05/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PISAPIA, JOHN THOMASPRESIDENT2336216
SEBOLD, STEPHEN RAPHAELCHIEF COMPLIANCE OFFICER2453748

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHELSEA FINANCIAL SERVICES

CRD#: 47770

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